Regulations Governing Investment in Securities by Overseas Compatriots and Foreign Nationals Article 23
The FSC may, when necessary, require an offshore overseas compatriots or foreign national to submit the following information:1. A list of beneficial owners of the investment capital, the amount of the capital, its source, and related information.2. Information on utilization of inward-remitted investment funds, securities trading details, and inventory information (the FSC may examine the securities inventories and accounts).3. Detailed information on derivative products issued or traded offshore for which the stock of domestic public companies serves as the underlying securities; or detailed information on domestic public company stock held on behalf of a principal engaging in derivatives trading.4. Information on persons giving trading orders for investment in domestic securities, including their name, nationality, contact information, and other related information.5. Other information as specified by the FSC.
中文原文 華僑及外國人投資證券管理辦法第23條
金管會於必要時，得要求境外華僑及外國人提出下列資料：
一、投資資金之受益所有權人名稱、資金額度、來源及其相關資料。
二、匯入投資資金之運用情形、證券買賣明細及庫存資料，並得檢查其庫存及帳冊。
三、於境外發行或買賣以我國公開發行公司股票為標的之衍生性商品之明細資料；或受從事衍生性商品交易人委託代為持有我國公開發行公司股票之明細資料。
四、投資國內證券之下單指令人姓名、國籍、聯絡方式及其相關資訊。
五、其他金管會指定之資料。
一、投資資金之受益所有權人名稱、資金額度、來源及其相關資料。
二、匯入投資資金之運用情形、證券買賣明細及庫存資料，並得檢查其庫存及帳冊。
三、於境外發行或買賣以我國公開發行公司股票為標的之衍生性商品之明細資料；或受從事衍生性商品交易人委託代為持有我國公開發行公司股票之明細資料。
四、投資國內證券之下單指令人姓名、國籍、聯絡方式及其相關資訊。
五、其他金管會指定之資料。