Regulations Governing Investment in Securities by Overseas Compatriots and Foreign Nationals Article 11

When an overseas compatriots or foreign national carries out the registration referred to in paragraph 1 of the preceding article, the TWSE may reject the application if any of the following situations exists:1. The registered documents or particulars thereof are found to be fraudulent or untrue.2. The registered documents are incomplete or have not been fully filled out, and the applicant has failed, upon notification, to provide the missing information within the specified time period.3. The registrant has committed a major violation of these Regulations or of securities or futures trading laws or regulations.4. Its registration has been cancelled by the TAIFEX pursuant to futures trading laws or regulations.After an overseas compatriots or foreign national has registered, the TWSE may cancel the registration if any one of the circumstances set forth under the preceding paragraph is discovered.
中文原文 華僑及外國人投資證券管理辦法第11條
華僑及外國人辦理前條第一項之登記,有下列情形之一者,證券交易所得不予登記:
一、登記書件內容或事項經發現有虛偽不實之情事。
二、登記書件不完備或應記載事項不充分,經通知限期補正,屆期不能完成補正。
三、違反本辦法或證券、期貨交易管理法令,情節重大。
四、依期貨交易管理法令,經期貨交易所註銷登記。
華僑及外國人經登記後,經發現有前項各款情事之一者,證券交易所得註銷其登記。

English translation for reference only; the Chinese text prevails. Not legal advice.