Regulations Governing the Offering and Issuance of Securities by Securities Issuers Article 60-8

The number of shares exercisable through employee stock warrants registered for issuance by an issuer under Article 56-1, paragraph 1 and the total number of shares exercisable through employee stock warrants issued and outstanding from all previous issues thereunder, in combination with the total of the new restricted employee shares registered for issuance under Article 60-2 and all new restricted employee shares issued in all previous issues and for which the vesting conditions have not yet been met, may not exceed 5 percent of the total number of the issuer’s issued shares. And the above in combination with the number of shares exercisable through employee stock warrants registered for issuance by an issuer under Article 56, paragraph 1 and the total number of shares exercisable through employee stock warrants issued and outstanding from all previous issues thereunder may not exceed 15 percent of the total number of the issuer’s issued shares.
中文原文 發行人募集與發行有價證券處理準則第60-8條
發行人依第五十六條之一第一項申報發行之員工認股權憑證得認購股份數額及前各次依同條規定發行且流通在外員工認股權憑證得認購股份總數,加計依第六十條之二申報發行之限制員工權利新股及前各次已發行而尚未達既得條件之限制員工權利新股合計數,不得超過已發行股份總數之百分之五,且加計發行人依第五十六條第一項申報發行之員工認股權憑證得認購股份數額及前各次員工認股權憑證流通在外餘額,不得超過已發行股份總數之百分之十五。

English translation for reference only; the Chinese text prevails. Not legal advice.