Regulations Governing Futures Advisory Enterprises Article 2
A futures advisory enterprise may operate the following types of business:1. Accepting mandates to provide research and analysis opinions or recommendations on matters relating to futures trading, futures trust funds, futures-related commodities, or other trades or investments announced or approved by the competent authority.2. Producing publications or lecture courses related to the matters of the preceding subparagraph.3. Related types of business as approved by the competent authority.A futures advisory enterprise that operates the futures trading and futures trust fund advisory business of subparagraph 1 of the preceding paragraph shall do so only with respect to the types of futures trades for which a futures commission merchant may be mandated, as publicly announced by the competent authority pursuant to Article 5 of the Futures Trading Act, and futures trust funds whose offering is approved by the competent authority.A futures broker, managed futures enterprise, or securities broker that concurrently operates a futures advisory enterprise and provides advisory services on securities other than futures trust funds shall first obtain a business license for concurrent operation of securities investment consulting business.
中文原文 期貨顧問事業管理規則第2條
期貨顧問事業得經營下列業務：
一、接受委任，對期貨交易、期貨信託基金、期貨相關現貨商品、或其他經主管機關公告或核准項目之交易或投資有關事項提供研究分析意見或推介建議。
二、辦理前款有關之講習及出版品。
三、其他經主管機關核准之有關業務。
期貨顧問事業經營前項第一款期貨交易及期貨信託基金顧問業務，以主管機關依期貨交易法第五條公告期貨商受託從事之期貨交易及核准募集之期貨信託基金為限。
期貨經紀商、期貨經理事業及證券經紀商兼營期貨顧問事業，提供期貨信託基金以外有價證券之投資顧問服務，應先取得兼營證券投資顧問業務之營業執照。
一、接受委任，對期貨交易、期貨信託基金、期貨相關現貨商品、或其他經主管機關公告或核准項目之交易或投資有關事項提供研究分析意見或推介建議。
二、辦理前款有關之講習及出版品。
三、其他經主管機關核准之有關業務。
期貨顧問事業經營前項第一款期貨交易及期貨信託基金顧問業務，以主管機關依期貨交易法第五條公告期貨商受託從事之期貨交易及核准募集之期貨信託基金為限。
期貨經紀商、期貨經理事業及證券經紀商兼營期貨顧問事業，提供期貨信託基金以外有價證券之投資顧問服務，應先取得兼營證券投資顧問業務之營業執照。