Regulations Governing Futures Advisory Enterprises Article 17
The competent authority, the Futures Exchange, or institutions designated by the competent authority may undertake inspections of the futures advisory enterprise's operations, finances, or other necessary matters.Futures advisory enterprises shall provide explanations and relevant documentation in regard to the inspections referred to in the preceding paragraph.
中文原文 期貨顧問事業管理規則第17條
主管機關、期貨交易所或主管機關指定之機構得對期貨顧問事業之業務、財務及其他必要事項進行查核。
期貨顧問事業對於前項之查核，應提出說明及提供相關文件。
期貨顧問事業對於前項之查核，應提出說明及提供相關文件。