Regulations Governing Futures Advisory Enterprises Article 13

Regulations relating to the form, content, production, and dissemination of promotional and advertising materials by a futures advisory enterprise, and any amendments thereto, shall be drafted by the Futures Association and submitted to the competent authority for recordation.The promotional and advertising materials referred to in the preceding paragraph and related records shall be retained for a period of two years.The competent authority may at any time make a spot check of the promotional and advertising materials and related records, and the futures advisory enterprise may not refuse or impede such inspection.
中文原文 期貨顧問事業管理規則第13條
期貨顧問事業之宣傳資料及廣告物,其形式、內容、製作及傳播等相關事項,由同業公會訂定管理辦法,申報主管機關備查;其修正時亦同。
前項宣傳資料、廣告物及相關紀錄應保存二年。
主管機關得隨時抽查期貨顧問事業之宣傳資料、廣告物及相關紀錄,期貨顧問事業不得拒絕或妨礙。

English translation for reference only; the Chinese text prevails. Not legal advice.