Standards Governing the Establishment of Futures Advisory Enterprises Article 6
A futures advisory enterprise shall adopt an internal control system in accordance with the competent authority's Regulations Governing Internal Control Systems of Service Enterprises in the Securities and Futures Market and the regulatory standards for establishment of internal control systems in futures advisory enterprises prescribed by the Chinese National Futures Association ("the Futures Association") and other futures-related institutions.
中文原文 期貨顧問事業設置標準第6條
期貨顧問事業應依主管機關所定證券暨期貨市場各服務事業建立內部控制制度處理準則及中華民國期貨業商業同業公會（以下簡稱同業公會）等期貨相關機構訂定之期貨顧問事業內部控制制度標準規範之規定，訂定內部控制制度。