Standards Governing the Establishment of Futures Advisory Enterprises Article 3
Except when concurrently operated by another enterprise, a futures broker, managed futures enterprise, securities broker, or securities investment consulting enterprise ("SICE") may apply to concurrently operate a futures advisory enterprise.Concurrent operation of a futures advisory enterprise by the enterprises named in the preceding paragraph shall be subject to prior approval and issuance of a certificate of license by the competent authority.A futures broker, managed futures enterprise, or securities broker that concurrently operates a futures advisory enterprise and provides advisory services on securities other than futures trust funds shall first obtain a business license for concurrent operation of securities investment consulting business.No person may use the name "futures advisory enterprise" or any similar enterprise name without receiving the approval specified in paragraph 2.
中文原文 期貨顧問事業設置標準第3條
期貨經紀商、期貨經理事業、證券經紀商及證券投資顧問事業除由他業兼營者外，得申請兼營期貨顧問事業。
前項所定事業兼營期貨顧問事業，應經主管機關之許可並發給許可證照，始得營業。
期貨經紀商、期貨經理事業、證券經紀商兼營期貨顧問事業，提供期貨信託基金以外有價證券之投資顧問服務，應先取得兼營證券投資顧問業務之營業執照。
任何人非經第二項許可，不得使用期貨顧問事業或類似事業之名稱。
前項所定事業兼營期貨顧問事業，應經主管機關之許可並發給許可證照，始得營業。
期貨經紀商、期貨經理事業、證券經紀商兼營期貨顧問事業，提供期貨信託基金以外有價證券之投資顧問服務，應先取得兼營證券投資顧問業務之營業執照。
任何人非經第二項許可，不得使用期貨顧問事業或類似事業之名稱。