Standards Governing the Establishment of Futures Advisory Enterprises Article 17
A futures broker, managed futures enterprise, securities broker, or SICE applying to the competent authority for issuance of a certificate of license for concurrent operation of futures advisory business shall pay license fees in accordance with the following provisions:1. A license fee of 5,000 New Taiwan Dollars shall be paid for an application for concurrent operation of a futures advisory enterprise by the main office.2. A license fee of 3,000 New Taiwan Dollars shall be paid for each application for concurrent operation of futures advisory business by a branch office.A license fee of 1,500 New Taiwan Dollars shall be paid when an enterprise named in paragraph 1 applies to the competent authority for re-issuance of a certificate of license for futures advisory business.No fee will be required in applications for re-issuance of certificates of license due to a redrawing of administrative districts or a change in the street address of the futures commission merchant.
中文原文 期貨顧問事業設置標準第17條
期貨經紀商、期貨經理事業、證券經紀商及證券投資顧問事業向主管機關申請核發許可證照時,應依下列各款規定,繳納證照費:
一、申請兼營期貨顧問事業者,應繳納證照費新臺幣五千元。
二、申請其分支機構辦理期貨顧問業務者,每增一分支機構應繳納證照費新臺幣三千元。
前項所定事業向主管機關申請換發許可證照時,應繳納證照費新臺幣一千五百元。
因行政區域調整或門牌改編致地址變更而申請換發許可證照,免繳證照費。
一、申請兼營期貨顧問事業者,應繳納證照費新臺幣五千元。
二、申請其分支機構辦理期貨顧問業務者,每增一分支機構應繳納證照費新臺幣三千元。
前項所定事業向主管機關申請換發許可證照時,應繳納證照費新臺幣一千五百元。
因行政區域調整或門牌改編致地址變更而申請換發許可證照,免繳證照費。