Regulations Governing Managed Futures Enterprises Article 9
Managed futures enterprises shall establish departments exclusively responsible for research and analysis, making trading decisions, executing trades, and undertaking promotion or solicitation in connection with discretionary futures trading business.The exclusive departments specified in the preceding paragraph shall be respectively established as required according to the scope of business, operational conditions, and internal control system of the enterprise; managerial officers whose qualifications conform to the provisions of Article 51 of these Regulations shall be appointed to head the departments.
中文原文 期貨經理事業管理規則第9條
期貨經理事業應設置部門專責辦理全權委託期貨交易業務之研究分析、交易決定、交易執行及推廣或招攬。
前項部門得按事業規模、業務情況及內部控制之管理需要分別設置，並應指派符合第五十一條所定資格條件之經理人擔任主管。
前項部門得按事業規模、業務情況及內部控制之管理需要分別設置，並應指派符合第五十一條所定資格條件之經理人擔任主管。