Regulations Governing Managed Futures Enterprises Article 7

The term "associated persons" as used in these Regulations refers to those personnel carrying out the following operations on behalf of a managed futures enterprise:1. Research and analysis, making trading decisions, or executing trades in discretionary futures trading.2. Promotion or solicitation in regard to discretionary futures trading operations.3. Internal audits.4. In-charge accountant.5. Conducting of other approved operations.
中文原文 期貨經理事業管理規則第7條
本規則所稱業務員,指為期貨經理事業從事下列業務之人員:
一、全權委託期貨交易業務之研究分析、交易決定或交易執行。
二、全權委託期貨交易業務之推廣或招攬。
三、內部稽核。
四、主辦會計。
五、辦理其他經核准之業務。

English translation for reference only; the Chinese text prevails. Not legal advice.