Regulations Governing Managed Futures Enterprises Article 60
In the event that an associated person of a managed futures enterprise fails to participate in pre-service training or in-service training, or participates in the training but fails to pass, he/she shall be retrained within 1 year. Should he/she again fail to pass, his/her registration as an associated person shall be voided.
中文原文 期貨經理事業管理規則第60條
期貨經理事業之業務員未參加職前訓練或在職訓練,或參加訓練成績不合格,於一年內再行補訓一次,成績仍不合格者,應撤銷業務員登記。