Regulations Governing Managed Futures Enterprises Article 25
In conducting discretionary futures trading business, if the scope of permitted trading or investment increases due to a change in laws or regulations, the relevant risk monitoring and management measures and accounting treatment matters shall be added to the internal control system, and submitted to the board of directors for approval.After a managed futures enterprise enters into a mandate contract for discretionary futures trading, if the scope of permitted trading or investment increases due to a change in laws or regulations, it shall complete revision of the mandate contract for discretionary futures trading before commencing to engage in trading or investment within such expected scope.
中文原文 期貨經理事業管理規則第25條
經營全權委託期貨交易業務,因法令變更致增加得交易或投資範圍,應於內部控制制度中增訂相關風險監控管理措施及會計處理事宜,提經董事會通過。
期貨經理事業於簽訂期貨交易全權委任契約後,因法令變更致增加得交易或投資範圍,應於完成期貨交易全權委任契約之修訂,始得為之。
期貨經理事業於簽訂期貨交易全權委任契約後,因法令變更致增加得交易或投資範圍,應於完成期貨交易全權委任契約之修訂,始得為之。