Regulations Governing Managed Futures Enterprises Article 11
In any of the following events, the managed futures enterprise shall first report to the Competent Authority for prior approval:1. A change in the enterprise's name.2. A change in the amount of capitalization.3. A change in the place of business.4. A change in the business items.5. Receiving assignment of all or the principal part of the operations or assets of another managed futures enterprise, or assignment of all or the principal part of it own operations or assets.6. Merger, consolidation, or dissolution.7. Other matters requiring prior reporting and approval as provided by the Competent Authority.For matters to be reported to the Competent Authority for prior approval pursuant to the preceding paragraph, reports shall be forwarded to the Competent Authority through the CNFA.
中文原文 期貨經理事業管理規則第11條
期貨經理事業有下列情事之一者，應先報主管機關核准：
一、變更公司名稱。
二、變更資本額。
三、變更營業處所。
四、變更營業項目。
五、受讓其他期貨經理事業之全部或主要部分營業或財產；或讓與全部或主要部分之營業或財產。
六、合併或解散。
七、其他經主管機關規定應先報經核准之事項。
前項所列應先報主管機關核准之事項，應送由同業公會轉送主管機關。
一、變更公司名稱。
二、變更資本額。
三、變更營業處所。
四、變更營業項目。
五、受讓其他期貨經理事業之全部或主要部分營業或財產；或讓與全部或主要部分之營業或財產。
六、合併或解散。
七、其他經主管機關規定應先報經核准之事項。
前項所列應先報主管機關核准之事項，應送由同業公會轉送主管機關。