Standards Governing the Establishment of Managed Futures Enterprises Article 28
A managed futures enterprise that applies to the competent authority for the issuance of a certificate of license shall pay a license fee in accordance with the following provisions:1.An enterprise that establish a managed futures enterprise shall pay a fee of one four-thousandth of the minimum capital requirement set out in Article 9, paragraph 1.2.A managed futures enterprise that establishes a branch unit shall pay a fee of NT$3000.3.A futures broker that concurrently operates a managed futures enterprise shall pay a fee of one four-thousandth of the operating capital specially earmarked for that business in accordance with Article 15, paragraph 2. A foreign futures broker that applies for concurrent operation of a managed futures enterprise by a branch unit within the ROC shall pay the same fee.4.A futures trust enterprise that concurrently operates a managed futures enterprise shall pay a fee of one four-thousandth of its statutory minimum paid-in capital.5.A securities investment trust enterprise that concurrently operates a managed futures enterprise shall pay a fee of one four-thousandth of its statutory minimum paid-in capital.6.A securities investment consulting enterprise that concurrently operates a managed futures enterprise shall pay a fee of one four-thousandth of the operating capital specially earmarked for that business in accordance with Article 15, paragraph 2.7.A futures broker, futures trust enterprise, securities investment trust enterprise, or securities investment consulting enterprise that applies for its branch office to carry out promotions and solicitations in relation to the business activities allowed for the concurrent operation of a managed futures enterprise shall pay a fee of NT$3000.A managed futures enterprise shall pay a fee of NT$1500 when it applies to the competent authority for reissuance of a certificate of license. No fee will be required in applications for re-issuance of licenses due to a redrawing of administrative districts or a change in the street address of the managed futures enterprise.
中文原文 期貨經理事業設置標準第28條
期貨經理事業向主管機關申請核發許可證照時,應依下列各款規定,繳納證照費:
一、設置期貨經理事業者,應按第九條第一項規定之最低實收資本額四千分之一計算。
二、期貨經理事業設置分支機構者,為新臺幣三千元。
三、期貨經紀商兼營期貨經理事業者,應按第十五條第二項規定之指撥專用營運資金四千分之一計算。
外國期貨經紀商申請其在中華民國境內設立之分支機構兼營期貨經理事業者,亦同。
四、期貨信託事業兼營期貨經理事業者,應按其法定最低實收資本額四千分之一計算。
五、證券投資信託事業兼營期貨經理事業者,應按其法定最低實收資本額四千分之一計算。
六、證券投資顧問事業兼營期貨經理事業者,應按第十五條第二項規定之指撥專用營運資金四千分之一計算。
七、兼營期貨經理事業之期貨經紀商、期貨信託事業、證券投資信託事業或證券投資顧問事業申請其分支機構辦理兼營期貨經理事業所得經營業務之推廣及招攬者,為新臺幣三千元。
期貨經理事業向主管機關申請換發許可證照時,應繳納證照費新臺幣一千五百元。
因行政區域調整或門牌改編致地址變更而申請換發許可證照,免繳證照費。
一、設置期貨經理事業者,應按第九條第一項規定之最低實收資本額四千分之一計算。
二、期貨經理事業設置分支機構者,為新臺幣三千元。
三、期貨經紀商兼營期貨經理事業者,應按第十五條第二項規定之指撥專用營運資金四千分之一計算。
外國期貨經紀商申請其在中華民國境內設立之分支機構兼營期貨經理事業者,亦同。
四、期貨信託事業兼營期貨經理事業者,應按其法定最低實收資本額四千分之一計算。
五、證券投資信託事業兼營期貨經理事業者,應按其法定最低實收資本額四千分之一計算。
六、證券投資顧問事業兼營期貨經理事業者,應按第十五條第二項規定之指撥專用營運資金四千分之一計算。
七、兼營期貨經理事業之期貨經紀商、期貨信託事業、證券投資信託事業或證券投資顧問事業申請其分支機構辦理兼營期貨經理事業所得經營業務之推廣及招攬者,為新臺幣三千元。
期貨經理事業向主管機關申請換發許可證照時,應繳納證照費新臺幣一千五百元。
因行政區域調整或門牌改編致地址變更而申請換發許可證照,免繳證照費。