Regulations Governing Futures Clearing Houses Article 40
The managerial officers and associated persons of a futures clearing house shall not commit any of the following acts:1. using the information gained from their business work to participate directly or indirectly in futures trading;2. in response to inquiries made not in accordance with the laws, disclosing secrets gained from the business work;3. Borrowing money from or loaning to persons related to the business;4. Demands, agrees to accept, or accepts improper benefit for a business act or a breach of his business responsibilities.5. Failed to withdraw from duties which involves in his/her own interests;6. has any deceptive, fraudulent practice or other actions which may mislead others, when engaging in clearing, settlement, margin, and premium administration and surveillance;7. other violation of futures regulations, or of actions required or prohibited under the rules of the FSC.The directors, supervisors, or members of any one of the committees or other persons in equivalent positions shall not commit any one of the actions specified in the preceding Paragraph.If the director, supervisor, or member of any one of the committees is a juristic person, the first paragraph shall apply mutatis mutandis to its (statutory) representative or representative designated to perform its duty.
中文原文 期貨結算機構管理規則第40條
期貨結算機構之經理人及業務人員，不得有下列行為：
一、以職務上所知悉之消息，直接或間接從事期貨交易。
二、對非依法令所為之查詢，洩漏職務上所獲悉之秘密。
三、與業務有關人員有款項借貸情事。
四、對於職務上或違背職務之行為，要求期約或收受不正當利益。
五、執行職務涉及本身利害關係時未行迴避。
六、辦理期貨交易之結算、交割業務、保證金與權利金作業及監視，有虛偽、詐欺或其他足致他人誤信之行為。
七、其他違反期貨管理法令或本會規定應為或不得為之情事。
期貨結算機構之董事、監察人、各委員會委員或其他地位相等之人，不得有前項之行為。
董事、監察人或各委員會委員為法人者，第一項規定，對於該法人代表人或指定代表行使職務者，準用之。
一、以職務上所知悉之消息，直接或間接從事期貨交易。
二、對非依法令所為之查詢，洩漏職務上所獲悉之秘密。
三、與業務有關人員有款項借貸情事。
四、對於職務上或違背職務之行為，要求期約或收受不正當利益。
五、執行職務涉及本身利害關係時未行迴避。
六、辦理期貨交易之結算、交割業務、保證金與權利金作業及監視，有虛偽、詐欺或其他足致他人誤信之行為。
七、其他違反期貨管理法令或本會規定應為或不得為之情事。
期貨結算機構之董事、監察人、各委員會委員或其他地位相等之人，不得有前項之行為。
董事、監察人或各委員會委員為法人者，第一項規定，對於該法人代表人或指定代表行使職務者，準用之。