Standards Governing the Establishment of Futures Clearing Houses Article 8
Where a futures clearing house applying for issuance of a business license having any of the following situations, no license shall be granted:1. the application itself or the accompanying documents are incomplete or are insufficient, and no correction has been made within the time period so notified ;2. entering false or untrue information on the application;3. having no sufficient business floor and proper equipment to operate its business;4. having no qualified personnel to operate its business;5. having a possibility to violate the public interests or affect the sound development of futures market; or6. other matters which are in violation of the provisions of the Law or the restrictions or prohibitions of these Criteria.In order to evaluate the situations specified in Item 3 above, this Commission may order the said futures clearing house to have a professional or fair person to proceed with the evaluation and to issue an appraisal report.
中文原文 期貨結算機構設置標準第8條
期貨結算機構申請核發許可證照，有下列情事之一者，本會得不予核發許可證照：
一、申請書件不完備或應記載事項不充分，經通知限期補正，逾期未能完成補正者。
二、申請書件有虛偽不實之記載者。
三、其未具備足夠場所及妥善設備以進行其業務者。
四、未具備稱職人員，以進行其業務者。
五、有違反公共利益或影響期貨市場健全發展之虞者。
六、其他違反本法或本標準之限制或禁止規定者。
本會為評估前項第三款規定情事，得要求該結算機構洽請專業或公正人士進行評估並出具鑑定報告。
一、申請書件不完備或應記載事項不充分，經通知限期補正，逾期未能完成補正者。
二、申請書件有虛偽不實之記載者。
三、其未具備足夠場所及妥善設備以進行其業務者。
四、未具備稱職人員，以進行其業務者。
五、有違反公共利益或影響期貨市場健全發展之虞者。
六、其他違反本法或本標準之限制或禁止規定者。
本會為評估前項第三款規定情事，得要求該結算機構洽請專業或公正人士進行評估並出具鑑定報告。