Regulations Governing Futures Commission Merchants Article 6

A futures commission merchant shall operate its business in a fair and reasonable manner. The operating costs, transaction risks, reasonable profits, and overall customer contribution shall be taken into consideration in determining the fees to be collected. It is not permitted to use unreasonable fees to solicit or conduct business.Before a futures commission merchant makes use of any promotional or advertising materials, a managerial officer in the futures commission merchant must first examine the materials and either sign them or affix his/her seal.The promotional and advertising materials and related records referred to in the preceding paragraph shall be kept for 2 years.Regulations governing matters related to the format, content, preparation, and dissemination of the promotional and advertising materials referred to in paragraph 2 above, and any amendment thereto, shall be prescribed by the Chinese National Futures Association ("the Futures Association") and reported to the FSC for recordation.The FSC may at any time conduct an inspection of random samples of the promotional materials, advertising materials, and related records, and the futures commission merchant shall not refuse or interfere.