Regulations Governing Futures Commission Merchants Article 33

In accepting a futures trading order, when the principal or his/her representative or agent places the order face to face, the principal shall fill out the order form and add his/her signature or seal. When the order is placed by written document, telephone, telegram, or other means, except where otherwise provided by the FSC, the particulars of the requested trade shall be filled in on the order form by the associated person accepting the order.Unless the principal places an order face-to-face and signs/seals the trading order, or unless the parties have stipulated otherwise in advance, the futures commission merchant shall deliver the trading order to the principal for the principal's signature or seal after execution of the order.When accepting orders for futures trading, a futures commission merchant shall keep sufficient records to prove the facts of the order.