Regulations Governing Futures Commission Merchants Article 3
In case of any of the following events, a futures commission merchant shall report to the FSC for approval in advance:1. change of name of the futures commission merchant;2. change of capitalization, operating capital, or the fund for operating business;3. change of the business place of the futures commission merchant or its branch unit(s);4. change of the company's business items;5. acquisition in whole or in major part of the business or assets of another futures commission merchant, or transfer in whole or in major part of the business or assets of the futures commission merchant itself;6. merger or dissolution;7. investment in a foreign enterprise; or8. any other matters that are required per FSC regulations to be reported and approved in advance.The matters that the preceding paragraph requires to be reported to the FSC for approval shall be reported to the FSC via the TAIFEX.
中文原文 期貨商管理規則第3條
期貨商有下列情事之一者，應先報本會核准：
一、變更機構名稱。
二、變更資本額、營運資金或營業所用資金。
三、變更機構或分支機構營業處所。
四、變更營業項目。
五、受讓其他期貨商之全部或主要部分營業或財產；或讓與全部或主要部分之營業或財產。
六、合併或解散。
七、投資外國事業。
八、其他經本會規定應先報經核准之事項。
前項所列應申報之事項，應送由期貨交易所轉送本會。
一、變更機構名稱。
二、變更資本額、營運資金或營業所用資金。
三、變更機構或分支機構營業處所。
四、變更營業項目。
五、受讓其他期貨商之全部或主要部分營業或財產；或讓與全部或主要部分之營業或財產。
六、合併或解散。
七、投資外國事業。
八、其他經本會規定應先報經核准之事項。
前項所列應申報之事項，應送由期貨交易所轉送本會。