Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants Article 15
If the responsible person or an associated person of an FCM is suspected of violating futures laws and regulations, or if there is any inquiry about such person's performance of their duties, he/she shall appear before the FSC to give explanations or provide a written report within the period specified by FSC.
中文原文 期貨商負責人及業務員管理規則第15條
期貨商負責人、業務員涉嫌違反期貨管理法令，或就執行職務相關事項之查詢，應於本會所定期間內，到會說明或提出書面報告資料。