Regulations Governing Futures Trust Funds Article 8

A futures trust enterprise may offer and issue umbrella-type futures trust funds for asset allocation purposes. The following conditions shall be observed when offering and issuing a futures trust umbrella fund to unspecified persons:1.The futures trust subfunds shall be no more than three in number; a single application shall be used for the approval of all subfunds, which shall also be offered simultaneously, and the futures trust umbrella fund will not be established if any single subfund fails to meet the criteria for establishment.2.A single type or a combination of multiple types of futures trust funds may be chosen for the futures trust subfunds in accordance with asset allocation objectives.3.Individual futures trust deeds shall be signed for each futures trust subfund, and shall expressly state the following:A.Given the failure of any single subfund to meet its criteria for establishment, the futures trust umbrella fund will not be established.B.No mechanism may be provided for automatic conversions between futures trust subfunds; no conversion between subfunds may take place except following an application by a beneficial owner. The fees for such conversion may be set by the futures trust enterprise.
中文原文 期貨信託基金管理辦法第8條
期貨信託事業得募集發行具資產配置理念之傘型期貨信託基金。
對不特定人募集發行傘型期貨信託基金者,應遵守下列事項:
一、子期貨信託基金數不得超過三檔,且應一次申請同時募集;當任一子期貨信託基金未達成立條件時,該傘型期貨信託基金即不成立。
二、子期貨信託基金得依資產配置理念,選擇為某一種類期貨信託基金或交叉組合各種類期貨信託基金。
三、每一子期貨信託基金應簽訂個別之期貨信託契約並敘明下列事項:
(一)當任一子期貨信託基金未達成立條件時,該傘型期貨信託基金即不成立。
(二)子期貨信託基金間不得有自動轉換機制,子期貨信託基金間之轉換應由受益人申請方得辦理,其轉換費用得由期貨信託事業自行訂定。

English translation for reference only; the Chinese text prevails. Not legal advice.