Regulations Governing Futures Trust Funds Article 66
Under any of the following circumstances, an entity may not be a custodian of a futures trust fund:1.The entity has violated these Regulations or the self-regulatory rules of the Futures Association and the period has not yet expired in which the competent authority has prohibited futures trust enterprises from authorizing it to act as a fund custodian.2.A trust company does not have a credit rating credit rating at or above a specified level issued by a credit rating agency approved or recognized by the competent authority.3.A bank that concurrently operates trust business does not meet the conditions prescribed by the competent authority.Under any of the following circumstances, neither a trust company nor a bank that concurrently operates trust business may serve as the fund custodian of a futures trust enterprise:1.The trust company or bank has an investment in the given futures trust enterprise equal to ten percent or more of the futures trust enterprise's total issued shares.2.The trust company or bank is a director or supervisor of the given futures trust enterprise, or a director or supervisor of the trust company or bank serves as a director, supervisor, or managerial officer of the futures trust enterprise.3.The given futures trust enterprise holds ten percent or more of the total issued shares of the trust company or bank.4.The given futures trust enterprise or its representative serves as the director or supervisor of the trust company or bank.5.The trust company or bank is a subsidiary under the same financial holding company as the given futures trust enterprise, or they are affiliated enterprises.6.Other circumstances prescribed by the competent authority for the protection of the public interest under which serving as fund custodian would be inappropriate.The provisions of subparagraph 2 of the preceding paragraph apply mutatis mutandis to a representative or designated representative of a juristic person director or supervisor that performs duties on its behalf.The meaning of "subsidiary" in paragraph 2, subparagraph 5 is as defined in Article 4 of the Financial Holding Company Act.A futures trust enterprise shall adopt standards to govern its selection of fund custodians and shall implement those standards.
中文原文 期貨信託基金管理辦法第66條
有下列情形之一者，不得擔任基金保管機構：
一、因違反本辦法規定或同業公會訂定之自律規範，而經主管機關命令期貨信託事業不得委任其擔任基金保管機構之期限尚未屆滿。
二、信託公司未符合經主管機關核准或認可之信用評等機構評等達一定等級以上。
三、兼營信託業務之銀行未符合主管機關所定條件。
信託公司或兼營信託業務之銀行有下列情形之一者，除經主管機關核准外，不得擔任各該期貨信託事業之基金保管機構：
一、投資於該期貨信託事業已發行股份總數達百分之十以上。
二、擔任該期貨信託事業董事或監察人；或其董事、監察人擔任期貨信託事業董事、監察人或經理人。
三、該期貨信託事業持有其已發行股份總數達百分之十以上。
四、由該期貨信託事業或其代表人擔任董事或監察人。
五、與該期貨信託事業屬於同一金融控股公司之子公司，或互為關係企業。
六、其他經主管機關為保護公益規定不適合擔任基金保管機構。
董事、監察人為法人者，其代表人或指定代表行使職務者，準用前項第二款規定。
第二項第五款所稱子公司，指金融控股公司法第四條所稱之子公司。
期貨信託事業應訂定基金保管機構遴選標準，並執行之。
一、因違反本辦法規定或同業公會訂定之自律規範，而經主管機關命令期貨信託事業不得委任其擔任基金保管機構之期限尚未屆滿。
二、信託公司未符合經主管機關核准或認可之信用評等機構評等達一定等級以上。
三、兼營信託業務之銀行未符合主管機關所定條件。
信託公司或兼營信託業務之銀行有下列情形之一者，除經主管機關核准外，不得擔任各該期貨信託事業之基金保管機構：
一、投資於該期貨信託事業已發行股份總數達百分之十以上。
二、擔任該期貨信託事業董事或監察人；或其董事、監察人擔任期貨信託事業董事、監察人或經理人。
三、該期貨信託事業持有其已發行股份總數達百分之十以上。
四、由該期貨信託事業或其代表人擔任董事或監察人。
五、與該期貨信託事業屬於同一金融控股公司之子公司，或互為關係企業。
六、其他經主管機關為保護公益規定不適合擔任基金保管機構。
董事、監察人為法人者，其代表人或指定代表行使職務者，準用前項第二款規定。
第二項第五款所稱子公司，指金融控股公司法第四條所稱之子公司。
期貨信託事業應訂定基金保管機構遴選標準，並執行之。