Regulations Governing Futures Trust Funds Article 55
A futures trust enterprise shall have the power to direct the fund custodian of a futures trust fund in the custody, disposal, and receipt and payment of futures trust fund assets, and may also inspect and inventory fund assets on an irregular basis.Except where laws or regulations otherwise provide, when a futures trust enterprise uses a futures trust fund to invest in exchange-listed or OTC-listed securities, it shall authorize a securities broker to conduct the transaction on the centralized securities market or an OTC market on a cash-on-delivery basis.A futures trust enterprise using a futures trust fund to invest in government bonds, corporate bonds, or financial bonds shall do so on a cash-on-delivery basis.A futures trust enterprise utilizing assets held by a futures trust fund shall register the transaction under the name of the fund custodian's special futures trust fund account. When the fund holds foreign assets, however, the transaction may take place in accordance with agreements between the fund custodian and the foreign trustee custodian.
中文原文 期貨信託基金管理辦法第55條
期貨信託事業對於期貨信託基金資產之運用,有指示基金保管機構從事保管、處分、收付期貨信託基金資產之權,並得不定期盤點檢查期貨信託基金資產。
期貨信託事業運用期貨信託基金為上市或上櫃有價證券投資,除法令另有規定外,應委託證券經紀商,在集中交易市場或證券商營業處所,為現款現貨交易。
期貨信託事業運用期貨信託基金為公債、公司債或金融債券投資,應以現款現貨交易為之。
期貨信託事業運用期貨信託基金所持有之資產,應以基金保管機構之期貨信託基金專戶名義登記。
但持有外國之資產,得依基金保管機構與國外受託保管機構所定契約辦理之。
期貨信託事業運用期貨信託基金為上市或上櫃有價證券投資,除法令另有規定外,應委託證券經紀商,在集中交易市場或證券商營業處所,為現款現貨交易。
期貨信託事業運用期貨信託基金為公債、公司債或金融債券投資,應以現款現貨交易為之。
期貨信託事業運用期貨信託基金所持有之資產,應以基金保管機構之期貨信託基金專戶名義登記。
但持有外國之資產,得依基金保管機構與國外受託保管機構所定契約辦理之。