Regulations Governing Futures Trust Funds Article 43

When a futures trust enterprise utilizes a futures trust fund offered to unspecified persons for investment in the domestic securities prescribed under Article 38, paragraph 1, subparagraph 4, the types and the scope of those securities shall be limited to the following:1.Exchange-listed securities.2.Securities that may be traded over the counter pursuant to Article 3 of the Taipei Exchange Rules Governing Review of Securities Traded on Over-the-Counter Markets ("OTC-listed securities").3.Securities whose underwriting has been approved by the competent authority or which have received effective registration.4.Government bonds.5.Corporate bonds or financial bonds offered and issued in accordance with the law.6.Securities investment trust fund beneficial certificates.7.Bonds issued by international financial institutions and approved by the competent authority.8.Other investment items approved by the competent authorityA futures trust enterprise that invests in the items of subparagraph 5 of the preceding paragraph shall disclose the credit rating of the bonds in the given fund's prospectus.The types and scope of the foreign securities under Article 38, paragraph 1, subparagraph 4 in which a futures trust enterprise utilizing a futures trust fund offered domestically to unspecified persons may invest will be prescribed by the competent authority.
中文原文 期貨信託基金管理辦法第43條
期貨信託事業運用對不特定人所募集之期貨信託基金投資第三十八條第一項第四款之國內有價證券,其種類及範圍以下列為限:
一、上市有價證券。
二、依財團法人中華民國證券櫃檯買賣中心證券商營業處所買賣有價證券審查準則第三條規定在證券商營業處所買賣之有價證券(以下簡稱上櫃有價證券)。
三、經主管機關核准或申報生效承銷之有價證券。
四、政府債券。
五、依法募集發行之公司債或金融債券。
六、證券投資信託事業發行之基金受益憑證。
七、經主管機關核准之國際金融組織債券。
八、其他經主管機關核准得投資項目。
期貨信託事業從事前項第五款之投資,應於公開說明書揭露該等債券之評等等級。
期貨信託事業運用對國內不特定人所募集之期貨信託基金投資第三十八條第一項第四款之外國有價證券,其種類及範圍由主管機關定之。

English translation for reference only; the Chinese text prevails. Not legal advice.