Regulations Governing Futures Trust Funds Article 36
a futures trust enterprise discovers that, in the course of handling futures trust fund sales business, a futures trust fund distributor or its personnel have violated applicable laws or regulations or the self-regulatory rules of the Futures Association or have exceeded their scope of authorization, the futures trust enterprise shall immediately supervise the distributor in correcting the matter and shall notify the competent authority.
中文原文 期貨信託基金管理辦法第36條
期貨信託事業如發現期貨信託基金銷售機構及其人員辦理期貨信託基金銷售業務，違反法令、同業公會所定之自律規範或逾越授權範圍時，應立即督促其改善，並通知主管機關。