Regulations Governing Futures Trust Funds Article 23
A futures trust enterprise may not take any of the following actions in its advertising, public informational meetings, or in any other business promotion activities aimed at unspecified persons:1.Using in its promotions the approval granted by the competent authority for offering of the futures trust fund as a verification of application particulars or as a guarantee of the value of the fund's beneficial certificates.2.Creating a mistaken belief that the security of the principal or the profitability can be guaranteed.3.Offering gifts or other benefits as an inducement to solicit the purchase of the fund's beneficial certificates, except where otherwise provided by the competent authority.4.Making exaggerated publicity claims about past performance or using advertising that attacks industry competitors.5.Engaging in false or deceptive conduct or other conduct sufficient to cause mistaken belief by another.6.Engaging in advance advertising or promotional activities for futures trust fund whose offering has not yet been approved by the competent authority.7.Using advertising content that violates laws or regulations or the content of the futures trust deed or prospectus.8.Making predictions of the fund's future performance.9.Promotion of the futures trust fund involving speculation about New Taiwan Dollar exchange rate trends.10.Any other act prejudicial to the operation of the enterprise or the rights and interests of the beneficial owners of the fund.When a fund distributor authorized by a futures trust enterprise engages in advertising, public promotional meetings, or other promotional activities that violate the provisions of the preceding paragraph, the futures trust enterprise and the fund distributor shall both bear legal liability under applicable laws and regulations.
中文原文 期貨信託基金管理辦法第23條
期貨信託事業對不特定人為廣告、公開說明會及其他營業促銷活動時，不得有下列行為：
一、藉主管機關對期貨信託基金募集之核准，作為證實申請事項或保證受益憑證價值之宣傳。
二、使人誤信能保證本金之安全或保證獲利者。
三、提供贈品或以其他利益勸誘他人購買受益憑證。
但主管機關另有規定者，不在此限。
四、對於過去之業績作誇大之宣傳或對同業為攻訐之廣告。
五、為虛偽、詐欺或其他足致他人誤信之行為。
六、對未經主管機關核准募集之期貨信託基金，預為宣傳廣告或其他促銷活動。
七、內容違反法令、期貨信託契約或公開說明書內容。
八、為期貨信託基金績效之預測。
九、促銷期貨信託基金，涉及對新臺幣匯率走勢之臆測。
十、其他影響事業經營或受益人權益之事項。
期貨信託事業委任之期貨信託基金銷售機構從事期貨信託基金之廣告、公開說明會及其他促銷活動違反前項規定，期貨信託事業及該基金銷售機構應依相關法令負其責任。
一、藉主管機關對期貨信託基金募集之核准，作為證實申請事項或保證受益憑證價值之宣傳。
二、使人誤信能保證本金之安全或保證獲利者。
三、提供贈品或以其他利益勸誘他人購買受益憑證。
但主管機關另有規定者，不在此限。
四、對於過去之業績作誇大之宣傳或對同業為攻訐之廣告。
五、為虛偽、詐欺或其他足致他人誤信之行為。
六、對未經主管機關核准募集之期貨信託基金，預為宣傳廣告或其他促銷活動。
七、內容違反法令、期貨信託契約或公開說明書內容。
八、為期貨信託基金績效之預測。
九、促銷期貨信託基金，涉及對新臺幣匯率走勢之臆測。
十、其他影響事業經營或受益人權益之事項。
期貨信託事業委任之期貨信託基金銷售機構從事期貨信託基金之廣告、公開說明會及其他促銷活動違反前項規定，期貨信託事業及該基金銷售機構應依相關法令負其責任。