Regulations Governing Futures Trust Funds Article 11
A futures trust enterprise may offer a futures trust fund to unspecified persons only after submitting an application to the Futures Association with the following documents attached, followed by the Futures Association's review and forwarding of the application, along with a review opinion, to the competent authority and the competent authority's subsequent approval:1.An application form.2.A futures trust fund review form.3.An issuance plan.4.A futures trust deed.5.A prospectus (overseas offerings exempted).6.The board of directors meeting minutes in regard to the offering of the futures trust fund.7.Documentary proof that the futures trust fund managers meet the qualifications under Article 46 of the Regulations Governing Futures Trust Enterprises.8.A declaration that none of the circumstances set out in Article 66 apply to the trust supervisor of a fund custodian or a trust enterprise that concurrently operates a futures trust enterprise and that has been approved to keep custody of the futures trust fund assets.9.An attorney's opinion stating that discrepancies in content between the futures trust deed and the template are reasonable and that the futures trust deed secures beneficial owners' rights and interests as fully as the template deed does.10.A declaration that the content of application documents for the offering of a futures trust fund is complete, accurate, free from error, and in compliance with the most recent laws and regulations.11.A photocopy of the Central Bank letter of consent shall be attached with applications for offerings of futures trust funds denominated in foreign currencies.12.When full discretionary authority to carry out futures trades or to invest in futures-related spot instruments has been granted to another professional institution, the documents specified by the competent authority shall be attached.13.When an overseas professional institution is engaged to provide consultation, the contract signed with that institution shall be attached.14.Other documents to be submitted in accordance with the regulations of the competent authority.
中文原文 期貨信託基金管理辦法第11條
期貨信託事業申請對不特定人募集期貨信託基金，應檢附下列書件，送由同業公會審查並附審查意見轉報主管機關申請核准後，始得為之：
一、申請書。
二、期貨信託基金審查表。
三、發行計畫。
四、期貨信託契約。
五、公開說明書（國外募集者免）。
六、董事會募集期貨信託基金之議事錄。
七、期貨信託基金經理人符合期貨信託事業管理規則第四十六條規定資格條件之證明文件。
八、基金保管機構或信託業兼營期貨信託事業經核准得自行保管期貨信託基金資產之信託監察人無第六十六條規定之情事之聲明書。
九、律師就期貨信託契約與契約範本不符之內容，出具合理且對受益人權益之保障與契約範本相較，並無不足情事之意見書。
十、期貨信託基金申請募集相關書件內容正確無誤、完整並已依最新法令記載之聲明書。
十一、募集以外幣計價之期貨信託基金，應檢附中央銀行同意函影本。
十二、全權委託其他專業機構從事期貨交易或投資期貨相關現貨商品者，應檢附主管機關所定之書件。
十三、委任國外專業機構提供顧問服務者，應檢附與其簽署之契約。
十四、其他經主管機關規定應提出之書件。
一、申請書。
二、期貨信託基金審查表。
三、發行計畫。
四、期貨信託契約。
五、公開說明書（國外募集者免）。
六、董事會募集期貨信託基金之議事錄。
七、期貨信託基金經理人符合期貨信託事業管理規則第四十六條規定資格條件之證明文件。
八、基金保管機構或信託業兼營期貨信託事業經核准得自行保管期貨信託基金資產之信託監察人無第六十六條規定之情事之聲明書。
九、律師就期貨信託契約與契約範本不符之內容，出具合理且對受益人權益之保障與契約範本相較，並無不足情事之意見書。
十、期貨信託基金申請募集相關書件內容正確無誤、完整並已依最新法令記載之聲明書。
十一、募集以外幣計價之期貨信託基金，應檢附中央銀行同意函影本。
十二、全權委託其他專業機構從事期貨交易或投資期貨相關現貨商品者，應檢附主管機關所定之書件。
十三、委任國外專業機構提供顧問服務者，應檢附與其簽署之契約。
十四、其他經主管機關規定應提出之書件。