Regulations Governing Information to be Published in Prospectuses by Futures Trust Enterprises Offering Futures Trust Funds Article 7
The information listed below shall be printed in the following order on the inside front cover of a prospectus:1.Name, street address, website address, and telephone number of the head office of the futures trust enterprise, and the name, job title, contact telephone number, and e-mail address of the spokesperson.2.Name, street address, website address, and telephone number of the fund custodian. In the case of a trust enterprise that concurrently operates a futures trust enterprise and that is offering to unspecified persons a futures trust fund for which it has obtained approval from the competent authority to keep the assets of the fund in its own custody, an indication of the name, street address, website or email address, and telephone number of the trust supervisor.3.If the futures trust fund is guaranteed by a guarantor institution, indication of the name, street address, website address, and telephone number of the guarantor.4.Name, street address, website address, and telephone number of the institution acting as agent in beneficial certificate matters.5.Name of the CPA providing auditor attestation services on the financial reports of the futures trust fund, and the name, street address, website address, and telephone number of the CPA firm.6.If the futures trust enterprise or futures trust fund has been rated by a credit rating agency, an indication of the name, street address, website address, and telephone number of the credit rating agency.7.Prospectus distribution plan: information on where the prospectus is displayed, how it is distributed, and how it can be obtained upon request.8.Information on locations where the futures trust deed can be purchased and read upon request.A prospectus for a futures trust fund offered to persons meeting certain eligibility requirements need not contain in its inside front cover the information required by subparagraph 7 of the preceding paragraph.
中文原文 期貨信託事業募集期貨信託基金公開說明書應行記載事項準則第7條
公開說明書之封裏應依序刊印下列事項：
一、期貨信託事業總公司之名稱、地址、網址及電話，發言人之姓名、職稱、聯絡電話及電子郵件信箱。
二、基金保管機構之名稱、地址、網址及電話。
信託業兼營期貨信託事業向不特定人募集經主管機關核准得自行保管期貨信託基金資產者，應載明信託監察人之姓名或名稱、地址、網址或電子郵件信箱及電話。
三、期貨信託基金經保證機構保證者，保證機構之名稱、地址、網址及電話。
四、受益憑證事務代理機構之名稱、地址、網址及電話。
五、期貨信託基金之財務報告簽證會計師姓名、事務所名稱、地址、網址及電話。
六、期貨信託事業或期貨信託基金經信用評等機構評等者，信用評等機構之名稱、地址、網址及電話。
七、公開說明書之分送計畫：說明公開說明書之陳列處所、分送方式及索取公開說明書之方法。
八、期貨信託契約查閱及洽購處所。
對符合一定資格條件之人募集期貨信託基金之公開說明書封裏免記載前項第七款規定事項。
一、期貨信託事業總公司之名稱、地址、網址及電話，發言人之姓名、職稱、聯絡電話及電子郵件信箱。
二、基金保管機構之名稱、地址、網址及電話。
信託業兼營期貨信託事業向不特定人募集經主管機關核准得自行保管期貨信託基金資產者，應載明信託監察人之姓名或名稱、地址、網址或電子郵件信箱及電話。
三、期貨信託基金經保證機構保證者，保證機構之名稱、地址、網址及電話。
四、受益憑證事務代理機構之名稱、地址、網址及電話。
五、期貨信託基金之財務報告簽證會計師姓名、事務所名稱、地址、網址及電話。
六、期貨信託事業或期貨信託基金經信用評等機構評等者，信用評等機構之名稱、地址、網址及電話。
七、公開說明書之分送計畫：說明公開說明書之陳列處所、分送方式及索取公開說明書之方法。
八、期貨信託契約查閱及洽購處所。
對符合一定資格條件之人募集期貨信託基金之公開說明書封裏免記載前項第七款規定事項。