Standards Governing the Establishment of Futures Trust Enterprises Article 45
After obtaining the permission license from the competent authority to concurrently operate a futures trust enterprise, a managed futures enterprise intending to reorganize itself as a futures trust enterprise that concurrently operates a managed futures enterprise shall apply to the competent authority for permission by filling out and submitting an application form, together with the following documents:1.A photocopy of the permission license for the managed futures enterprise to concurrently operate a futures trust enterprise.2.Shareholders meeting minutes specifying the resolution to reorganize the enterprise into a futures trust enterprise and to concurrently operate a managed futures enterprise.3.Written statement that the particulars set out in the application and its attachments contain no misrepresentation or nondisclosure.If the application referred to in the preceding paragraph is approved by the competent authority, the enterprise shall, within 6 months from the day the competent authority issues permission, duly amend its articles of incorporation and complete company amendment registration indicating its reorganization as a futures trust enterprise that concurrently operates a managed futures enterprise, and apply to the competent authority for permission license re-issuance by filling out and submitting an application form, together with the following documents:1.A photocopy of the letter of permission granted in response to the managed future enterprise's application to reorganize itself into a futures trust enterprise that concurrently operates a managed futures enterprise, the articles of incorporation, and documentary proof of company amendment registration.2.Documentary proof that public announcement has been made pursuant to Article 10 of the Regulations Governing Futures Trust Enterprises.3.Written statement that the particulars set out in the application and its attachments contain no misrepresentation or nondisclosure.The permission granted to a managed futures enterprise for reorganization will be revoked if the permission holder fails to apply for permission license re-issuance for such reorganization within the period set out in the preceding paragraph. Notwithstanding the foregoing, if there is legitimate reason, an application may be filed with the competent authority before expiration of that period for a maximum extension of 6 months, one time only.
中文原文 期貨信託事業設置標準第45條
期貨經理事業取得主管機關所核發兼營期貨信託事業許可證照後，向主管機關申請改制為期貨信託事業並兼營期貨經理事業者，應填具申請書，且檢具下列書件，向主管機關申請許可：
一、期貨經理事業兼營期貨信託事業許可證照影本。
二、載明改制為期貨信託事業並兼營期貨經理事業決議之股東會議事錄。
三、申請書及附件所載事項無虛偽或隱匿之聲明書。
前項申請經主管機關許可者，應自主管機關許可之日起六個月內，依法變更公司章程及辦妥改制為期貨信託事業並兼營期貨經理事業之公司變更登記，並填具申請書，及檢具下列書件，向主管機關申請換發許可證照：
一、期貨經理事業申請改制為期貨信託事業並兼營期貨經理事業之許可函影本、公司章程及公司變更登記證明文件。
二、已依期貨信託事業管理規則第十條規定辦妥公告之證明文件。
三、申請書及附件所載事項無虛偽或隱匿之聲明書。
期貨經理事業未於前項所定期間內向主管機關申請換發許可證照者，廢止其改制許可。
但有正當理由，於期限屆滿前，得向主管機關申請展延，展延期限不得超過六個月，並以一次為限。
一、期貨經理事業兼營期貨信託事業許可證照影本。
二、載明改制為期貨信託事業並兼營期貨經理事業決議之股東會議事錄。
三、申請書及附件所載事項無虛偽或隱匿之聲明書。
前項申請經主管機關許可者，應自主管機關許可之日起六個月內，依法變更公司章程及辦妥改制為期貨信託事業並兼營期貨經理事業之公司變更登記，並填具申請書，及檢具下列書件，向主管機關申請換發許可證照：
一、期貨經理事業申請改制為期貨信託事業並兼營期貨經理事業之許可函影本、公司章程及公司變更登記證明文件。
二、已依期貨信託事業管理規則第十條規定辦妥公告之證明文件。
三、申請書及附件所載事項無虛偽或隱匿之聲明書。
期貨經理事業未於前項所定期間內向主管機關申請換發許可證照者，廢止其改制許可。
但有正當理由，於期限屆滿前，得向主管機關申請展延，展延期限不得超過六個月，並以一次為限。