Standards Governing the Establishment of Futures Trust Enterprises Article 39
A trust enterprise that concurrently operates a futures trust enterprise and files an application under the preceding Article shall, within 6 months from the day the competent authority grants permission, apply to the competent authority for registry pursuant to the Trust Enterprise Act and relevant regulations, by filling out and submitting an application form, together with the following documents:1.A photocopy of the letter of permission granted to the trust enterprise to conduct the offering and sale of beneficial certificates of futures trust funds at the branch unit.2.A list of the managerial officers, department supervisors, and associated persons of the branch unit, issued by the Association after reviewing their qualifications, together with documentary proof of their qualifications.A trust enterprise that concurrently operates a futures trust enterprise and that has obtained permission and duly carried out registry to conduct the offering and sale of beneficial certificates of future trust funds at a branch unit may not commence futures trust business at the branch unit unless and until it has filed with the Association for recordation.
中文原文 期貨信託事業設置標準第39條
兼營期貨信託事業之信託業依前條規定提出申請者，應自主管機關許可之日起六個月內，檢具下列書件，依信託業法及其相關規定向主管機關申請辦理登錄作業：
一、信託業申請分支機構辦理期貨信託基金受益憑證之募集及銷售業務許可函影本。
二、同業公會出具之分支機構經理人、部門主管與業務員資格審查合格之名冊及資格證明文件。
兼營期貨信託事業之信託業取得分支機構辦理期貨信託基金受益憑證之募集及銷售業務許可並辦妥登錄者，非向同業公會申報備查，該分支機構不得開始辦理期貨信託業務。
一、信託業申請分支機構辦理期貨信託基金受益憑證之募集及銷售業務許可函影本。
二、同業公會出具之分支機構經理人、部門主管與業務員資格審查合格之名冊及資格證明文件。
兼營期貨信託事業之信託業取得分支機構辦理期貨信託基金受益憑證之募集及銷售業務許可並辦妥登錄者，非向同業公會申報備查，該分支機構不得開始辦理期貨信託業務。