Futures Trading Act Article 75
In the event of a futures commission merchant's bankruptcy, dissolution, or suspension of business operations, or circumstances under which laws or regulations require suspension of the acceptance of orders from futures traders, the Competent authority may order it to transfer the relevant accounts of its futures traders to another futures commission merchant with which it has entered into a succession contract unless the futures commission merchant at issue is a clearing member, in which case the provisions of Article 54 shall govern.A futures commission merchant, unless with good cause approved by the Competent Authority, shall, within two business days from receiving the transfer order from the Competent Authority, transfer the balance of the segregated customer margin account and itemized trading statements of the futures traders to the other futures commission merchant as referred to in the preceding paragraph. Any costs arising from the transfer shall be borne by the transferring futures commission merchant.A futures commission merchant shall, within two months after the commencement of its business operation, register with the Competent Authority for its recordation a photocopy of the succession agreement under which another futures commission merchant agrees to assume the relevant accounts of futures traders upon the occurrence of the events referred to in paragraph 1.
中文原文 期貨交易法第75條
期貨商有破產、解散、停業或依法令應停止收受期貨交易人訂單時,除期貨商為結算會員,依第五十四條規定處理者外,主管機關得命其將所屬期貨交易人之相關帳戶,移轉於與該期貨商訂有承受契約之其他期貨商。
期貨商於接獲主管機關之命令時,除有正當理由報經主管機關核准者外,應於二個營業日內,將客戶保證金專戶內款項餘額及所屬期貨交易人之交易明細表,移交前項之其他期貨商,因移轉所生之費用,應由移轉之期貨商負擔。
期貨商應於開業後二個月內,將其他期貨商同意於第一項所定情事發生時,承受所屬期貨交易人相關帳戶之契約書影本,報主管機關備查。
期貨商於接獲主管機關之命令時,除有正當理由報經主管機關核准者外,應於二個營業日內,將客戶保證金專戶內款項餘額及所屬期貨交易人之交易明細表,移交前項之其他期貨商,因移轉所生之費用,應由移轉之期貨商負擔。
期貨商應於開業後二個月內,將其他期貨商同意於第一項所定情事發生時,承受所屬期貨交易人相關帳戶之契約書影本,報主管機關備查。