Regulations Governing Futures Exchanges Article 8
In case of any one of the following events, in addition to taking appropriate action immediately according to the circumstances of the matter, a futures exchange shall also immediately report to the FSC for recordation:1. a temporary suspension of all or part of trading or convention of the centralized futures exchange resulting from the incidence caused by force majeure;2. the break down or disruption of the trading system and trading information transmission system;3. where a member or futures commission merchant delays depositing the margin or defaults on the obligation to deposit the margin;4. where a responsible person or associated person of the futures exchange becomes involved in litigation, receives a judgment in litigation, or becomes subject to compulsory execution as an obligor, as a result of or in connection with his performance of job duties, or has any other incident which would cause him to be discharged from the position under the Act;5. where any of its directors, supervisors, managerial officers, or associated persons falls within the categories specified in Article 28 of the Act;6. punishment imposed on under Article 25 of the Act;7. events which shall be reported to the FSC pursuant to Article 41 of the Act;8. the surveillance and handling situation of the centralized futures trading market;9. any civil litigation, non-litigious matters, administrative ruling, administrative litigation, commercial arbitration or settlement, which has substantial impact on its finance or business;10. minutes of Board of Directors' meetings;11. auditing of the financial and business matters of its members or futures commission merchants;12. other events which shall be reported to the FSC under the Act or rules of the FSC.The events specified in Items 1 to 3 of the preceding Paragraph shall be reported to the FSC no latter than one day after the event occurred; the events specified in Items 4 to 9 shall reported to the FSC within 5 days after it has knowledge of the occurrence of such event or after the procedure for handling it is completed; the events specified in Items 10 to 11 shall be reported to the FSC monthly regarding the enforcement result.
中文原文 期貨交易所管理規則第8條
期貨交易所有下列規定情事之一者，除依情形應即為適當處置者外，並應向本會申報備查：
一、期貨集中交易市場因不可抗拒之偶發事故臨時停止當市之部分交易或集會之情事。
二、交易系統與交易資訊傳輸系統發生故障或中斷之情事。
三、會員或期貨商有逾時繳交保證金或無法繳交保證金之情事。
四、期貨交易所之負責人或業務人員，因執行職務涉訟、受訴訟上之判決、為強制執行之債務人或依本法應受解除職務處分之情事。
五、董事、監察人、經理人或業務人員有本法第二十八條所定之情事。
六、依本法第二十五條規定所為之處分。
七、依本法第四十一條規定應行申報事項。
八、期貨集中交易市場監視及處理情形。
九、因訴訟、非訟、行政處分、行政爭訟、商務仲裁或和解事件，對其財務或業務有重大影響者。
十、董事會議事錄。
十一、會員或期貨商財務、業務查核情形。
十二、其他依本法或經本會規定應行申報之事項。
前項第一款至第三款之事項，應於事實發生之次日前向本會申報；第四款至第九款之事項，應於知悉事實發生或處理完成後五日內，向本會申報；第十款至第十一款之事項，應將執行結果按月彙報本會。
一、期貨集中交易市場因不可抗拒之偶發事故臨時停止當市之部分交易或集會之情事。
二、交易系統與交易資訊傳輸系統發生故障或中斷之情事。
三、會員或期貨商有逾時繳交保證金或無法繳交保證金之情事。
四、期貨交易所之負責人或業務人員，因執行職務涉訟、受訴訟上之判決、為強制執行之債務人或依本法應受解除職務處分之情事。
五、董事、監察人、經理人或業務人員有本法第二十八條所定之情事。
六、依本法第二十五條規定所為之處分。
七、依本法第四十一條規定應行申報事項。
八、期貨集中交易市場監視及處理情形。
九、因訴訟、非訟、行政處分、行政爭訟、商務仲裁或和解事件，對其財務或業務有重大影響者。
十、董事會議事錄。
十一、會員或期貨商財務、業務查核情形。
十二、其他依本法或經本會規定應行申報之事項。
前項第一款至第三款之事項，應於事實發生之次日前向本會申報；第四款至第九款之事項，應於知悉事實發生或處理完成後五日內，向本會申報；第十款至第十一款之事項，應將執行結果按月彙報本會。