Regulations Governing Futures Exchanges Article 37
In case where a futures exchange or its directors, supervisors, and members of any committees or other persons in the equivalent positions violate these Regulations, in addition to the punishment described in the Act, the FSC may inform the futures exchange to additionally punish such personnel when the violation is substantial enough to affect the normal execution of business and the violation is serious.
中文原文 期貨交易所管理規則第37條
期貨交易所或期貨交易所之董事、監察人、各委員會委員或其他地位相等之人、經理人及業務人員,違反本規則之規定者,除依本法之規定處罰外,如其情形足以影響業務之正常執行及情節嚴重時,本會得通知該期貨交易所對違反之人員另為懲處。