Standards Governing the Establishment of Futures Exchanges Article 4
If one of the following events exists, an application for permission license may be rejected by the this Commission:1. The application forms and materials are not complete or the items are not fully specified as required and, upon the notice for correction, the applicant does not submit to this Commission the required information and/or materials before the expiration of the correction period.2. The contents of the application materials are found to be false or inaccurate.3. The applicant does not have enough space and facility required to commence its business operation.4. The applicant does not have enough qualified personnel to commence its business operation.5. The possibility of violating the public interest or affecting the sound development of the futures market.6. Other violations of the restrictive or prohibitive provisions of this Law and these Criteria.This Commission may order the applicant futures exchange to submit the examination reports prepared by professionals or other unbiased persons for Commission's evaluation of the event specified in the Item 3 of the above Paragraph.
中文原文 期貨交易所設立標準第4條
期貨交易所申請核發許可證照，有下列情事之一者，本會得不予核發許可證照：
一、申請書件不完備或應記載事項不充分，經通知限期補正，逾期未能完成補正者。
二、申請書件有虛偽不實之記載者。
三、未具備足夠場所、妥善設備以進行其業務者。
四、未具備稱職人員，以進行其業務者。
五、有違反公共利益或影響期貨市場健全發展之虞者。
六、其他違反本法或本標準之限制或禁止規定者。
本會為評估前項第三款規定情事，得要求該交易所出具經專業或公正人士評估之鑑定報告。
一、申請書件不完備或應記載事項不充分，經通知限期補正，逾期未能完成補正者。
二、申請書件有虛偽不實之記載者。
三、未具備足夠場所、妥善設備以進行其業務者。
四、未具備稱職人員，以進行其業務者。
五、有違反公共利益或影響期貨市場健全發展之虞者。
六、其他違反本法或本標準之限制或禁止規定者。
本會為評估前項第三款規定情事，得要求該交易所出具經專業或公正人士評估之鑑定報告。