Standards Governing the Establishment of Futures Exchanges Article 12
The application for a company type futures exchange shall be submitted to this Commission by all of the incorporators by enclosing the following documents:1. application form (format per attachment V);2. articles of incorporation;3. list of incorporators and minutes of incorporators' meeting;4. description of its space, personnel, software and hardware of its facility;5. documents evidencing the undertaking of the clearance and settlement issued by a futures clearing house. Such documents can be waived in case where the applicant futures exchange concurrently operates the clearing business.6. documents evidencing the money has been deposited in accordance with Paragraph 1 of the preceding Article.7. business plan specifying the principles of its business operation, the division of labor, the personnel recruit and training, the financial forecast of the year of commencing its business and the subsequent year;8. statement issued by incorporators undertaking there none of the events as prescribed in Article 28 of this Law exists;9. the types of the futures contracts which are scheduled to be traded on the market in the next three years, and the analysis of its economic impact and public interests;10. in case where any incorporators concurrently engage in the futures trading business, document evidencing the approval from the competent authority in charge of the industry;11. other documents as required by this Commission.
中文原文 期貨交易所設立標準第12條
公司制期貨交易所之設立，應由全體發起人檢具下列書件，向本會申請許可：
一、申請書（格式如附件五）。
二、章程。
三、發起人名冊（格式如附件二）及發起人會議紀錄。
四、場地、人力及軟、硬體設備情形說明。
五、由期貨結算機構出具承諾辦理結算、交割之證明文件。
但兼營期貨結算機構業務者，免附。
六、已依前條第一項規定存入款項之證明文件。
七、營業計畫書：載明業務經營之原則、內部組織分工、人員招募與訓練、開業當年度及其次年度財務預測。
八、發起人出具無本法第二十八條規定情事之聲明文件。
九、未來三年預計上市之期貨交易契約種類及其經濟效益與公共利益之分析。
十、發起人為兼營期貨業者，其目的事業主管機關同意之證明文件。
十一、其他經本會規定應提出之文件。
一、申請書（格式如附件五）。
二、章程。
三、發起人名冊（格式如附件二）及發起人會議紀錄。
四、場地、人力及軟、硬體設備情形說明。
五、由期貨結算機構出具承諾辦理結算、交割之證明文件。
但兼營期貨結算機構業務者，免附。
六、已依前條第一項規定存入款項之證明文件。
七、營業計畫書：載明業務經營之原則、內部組織分工、人員招募與訓練、開業當年度及其次年度財務預測。
八、發起人出具無本法第二十八條規定情事之聲明文件。
九、未來三年預計上市之期貨交易契約種類及其經濟效益與公共利益之分析。
十、發起人為兼營期貨業者，其目的事業主管機關同意之證明文件。
十一、其他經本會規定應提出之文件。