Futures Market Surveillance Regulations Article 7
When executing market surveillance operation, if the futures exchange or futures clearing house discover any abnormal matters, in addition to taking necessary measures, they shall immediately collect relevant data for analysis, investigation, and preparation of a surveillance report. The event shall be reported to the competent authority within five (5) days after occurrence.Upon executing market surveillance operations, if the futures exchange or futures clearing house discovers any illegality or offense, they shall directly inform the judicial agency and report to the competent authority for recordation.The futures exchange and futures clearing houses shall periodically hold surveillance/supervision meetings and compile analysis/review reports on the execution of market surveillance on monthly basis and report the same to the competent authority by the tenth day of each month.
中文原文 期貨市場監視準則第7條
期貨交易所與期貨結算機構於執行市場監視作業時,如發現有異常情事,除為必要之處置外,應即蒐集相關資料進行分析、調查、製作監視報告,於事實發生後五日內向主管機關申報。
期貨交易所與期貨結算機構於執行市場監視作業時,如發現有涉嫌不法之犯罪情事,應逕向司法單位告發並報主管機關備查。
期貨交易所與期貨結算機構應定期召開監視督導會報,並每月彙整執行市場監視分析檢討報告,於每月十日前報主管機關備查。
期貨交易所與期貨結算機構於執行市場監視作業時,如發現有涉嫌不法之犯罪情事,應逕向司法單位告發並報主管機關備查。
期貨交易所與期貨結算機構應定期召開監視督導會報,並每月彙整執行市場監視分析檢討報告,於每月十日前報主管機關備查。