Regulations Governing Offshore Securities Branches Article 7
An offshore securities branch shall be included in its head office's calculations of net worth, financial ratios, and regulatory capital adequacy ratio, and the ratios required by the FSC shall be maintained.When the net worth, financial ratios, and regulatory capital adequacy ratio of the securities firm are below the FSC's required ratios for a period of 3 consecutive months, the FSC may order it to improve within a prescribed deadline, and if it fails to effect improvement by the deadline, the FSC may suspend all or part of its offshore securities branch's business. The suspended business may be resumed only after the securities firm has maintained the required ratios for 3 consecutive months and has reported to the FSC for approval. If the securities firm has failed to effect improvement within the deadline, the FSC may void the business license of the offshore securities branch and notify the CBC.
中文原文 國際證券業務分公司管理辦法第7條
國際證券業務分公司應併入其總公司計算淨值、財務比率及自有資本適足比率，並應維持金管會規定之比率。
證券商淨值、財務比率及自有資本適足比率連續三個月低於金管會規定之比率者，金管會得命其限期改善，屆期未改善者，金管會得暫停其國際證券業務分公司全部或一部業務，俟連續三個月符合規定並報經金管會核准後，始得恢復；逾期未改善者，金管會得撤銷其國際證券業務分公司之營業許可，並通知中央銀行。
證券商淨值、財務比率及自有資本適足比率連續三個月低於金管會規定之比率者，金管會得命其限期改善，屆期未改善者，金管會得暫停其國際證券業務分公司全部或一部業務，俟連續三個月符合規定並報經金管會核准後，始得恢復；逾期未改善者，金管會得撤銷其國際證券業務分公司之營業許可，並通知中央銀行。