Regulations Governing Book-Entry Operations for Centrally Deposited Securities Article 7
A customer intending to have securities deposited with a CSDE in the name of a participant shall prepare and submit to the participant a completed account application together with a chop/signature specimen card.The participant, upon accepting a customer's application to open a new account, shall enter into a contract with and provide a passbook to the customer.The contents of the contract referred to in the preceding paragraph shall be determined by consultation among the Securities Dealers' Associations, and shall be filed with the Commission for approval.The passbook as referred to in paragraph 2 of this article shall not be transferable nor be used as collateral.
中文原文 有價證券集中保管帳簿劃撥作業辦法第7條
客戶擬將有價證券以參加人名義送存保管事業集中保管者,應先檢具開戶申請書及印鑑或簽名式樣,向參加人申請開戶。
參加人接受客戶開設前項帳戶,應與客戶簽訂契約,並發給存摺。
前項契約條款,由證券商業同業公會會商訂定,報本會核定。
第二項之存摺,不得為出質或轉讓之標的。
參加人接受客戶開設前項帳戶,應與客戶簽訂契約,並發給存摺。
前項契約條款,由證券商業同業公會會商訂定,報本會核定。
第二項之存摺,不得為出質或轉讓之標的。