Regulations Governing Book-Entry Operations for Centrally Deposited Securities Article 30
Where a customer requests to transfer the balance of securities from the customer's account with one participant to the customer's account with another participant, or transfer it to another person's account under the provisions of any act or regulation, the customer shall submit the account passbook and an account transfer application to the former participant and such participant shall notify the CSDE to transfer the balance to the customer's account with the new participant; provided, this shall not apply where there are other regulatory restrictions regarding the securities for which the application for transfer is made.The CSDE shall, after making account transfer in accordance with the notification as referred to in the preceding paragraph, record the transaction immediately in the relevant participants' account books, and notify such participants to record necessary information in the customer's account books.Where an account transfer referred to in paragraph 1 satisfies any of the following conditions, it is not necessary to submit the account passbook and transfer application to the participant:1. Where, for securities sold through short sale, a customer requests to make an account transfer to settle the short sale with spot securities.2. Where a customer requests to make an account transfer of collateral for money borrowing in connection with securities business.3. Where, in accordance with CSDE provisions for termination of book registration of securities and their replacement with physical securities, a customer requests to make an account transfer to withdraw the balance of securities from the customer's accounts.4. Where, in compliance with the applicable requirements of the TPEx, a customer requests to make an account transfer to trade international bonds by means of negotiated transaction at a securities firm's place of business.5. Where a customer requests to make an account transfer to provide securities as collateral for short sales, or to cover shortfalls in margin for margin purchases and short sales.6. As otherwise provided by an act or regulation or approved by the FSC.
中文原文 有價證券集中保管帳簿劃撥作業辦法第30條
客戶請求將其帳戶之有價證券餘額轉帳至設於他參加人之帳戶，或依法令規定轉帳至他人帳戶時，應向參加人提出存摺、轉帳申請書，由其通知保管事業將客戶帳戶之餘額撥入對方參加人帳戶。
但請求轉帳之有價證券另有限制之規定者，不在此限。
保管事業依前項轉帳劃撥通知後，即於參加人帳簿為必要之記載，並通知各該參加人，由各該參加人於其客戶帳簿為必要之記載。
第一項轉帳劃撥，符合下列情形之一者，免向參加人提出存摺、轉帳申請書：
一、融券賣出者辦理現券償還轉帳。
二、辦理證券業務借貸款項擔保品轉帳。
三、依保管事業規定終止登錄換發實體有價證券，辦理歸戶領回轉帳。
四、符合櫃檯中心規定辦理證券商營業處所議價買賣國際債券轉帳。
五、辦理以有價證券抵繳融券保證金或補繳融資融券差額轉帳。
六、其他依法律規定或經本會核准者。
但請求轉帳之有價證券另有限制之規定者，不在此限。
保管事業依前項轉帳劃撥通知後，即於參加人帳簿為必要之記載，並通知各該參加人，由各該參加人於其客戶帳簿為必要之記載。
第一項轉帳劃撥，符合下列情形之一者，免向參加人提出存摺、轉帳申請書：
一、融券賣出者辦理現券償還轉帳。
二、辦理證券業務借貸款項擔保品轉帳。
三、依保管事業規定終止登錄換發實體有價證券，辦理歸戶領回轉帳。
四、符合櫃檯中心規定辦理證券商營業處所議價買賣國際債券轉帳。
五、辦理以有價證券抵繳融券保證金或補繳融資融券差額轉帳。
六、其他依法律規定或經本會核准者。