Regulations Governing Book-Entry Operations for Centrally Deposited Securities Article 29
While a participant is conducting the settlement for centralized securities which will be delivered by securities firms and securities finance enterprises to the Taiwan Stock exchange or the TPEx, a CSDE shall, in accordance with the "Calculation Table for Settlement" or the "Calculation Table for Delivery," transfer the said securities from the "sub-account pending settlement" on the relevant participants' account books to the accounts of the TWSE or of the TPEx within the prescribed time period for settlement. Where the balance in the account of a securities firm or securities finance enterprise is insufficient for settlement, the CSDE shall nevertheless transfer the existing balance to the account of the TWSE or of the TPEx, and notify the TWSE or the TPEx to take appropriate action on the matter.For the securities to be delivered by the TWSE or the TPEx to securities firms or securities finance enterprises, the CSDE shall, in accordance with the notification of the TWSE or the TPEx, transfer the said securities to the accounts of securities firms or securities finance enterprises.When a participant is conducting balance settlement for emerging stock or open-end fund beneficial certificate transactions, for stocks or open-end fund beneficial certificates that shall be delivered by securities firms to a CSDE, the CSDE shall, in accordance with the "Calculation Table for Delivery," transfer the stocks or open-end fund beneficial certificates from the "sub-account pending settlement" on the relevant participants' account books to the account of the CSDE. For stocks or open-end fund beneficial certificates that shall be received by a securities firm from the CSDE, the CSDE shall transfer the stocks or open-end fund beneficial certificates from its account to the account of the securities firm.When participants conduct real-time gross settlement of emerging stock or open-end fund beneficial certificate transactions, the CSDE shall, after receiving notice from both participants, transfer the stock or open-end fund beneficial certificates from the selling participant's CSDE account into the buying participant's CSDE account, and shall notify the participants to make the necessary entries into their customer s account books.
中文原文 有價證券集中保管帳簿劃撥作業辦法第29條
參加人辦理集中交割時，證券商及證券金融事業應交付證券交易所或櫃檯中心之有價證券，由保管事業依交割計算表或給付結算計算表之記載，於交割時限內自帳載待交割部分撥入證券交易所或櫃檯中心帳戶；證券商或證券金融事業帳上餘額不足交割時，保管事業仍應將該帳上餘額撥入證券交易所或櫃檯中心帳戶，並通知證券交易所或櫃檯中心處理。
證券交易所或櫃檯中心應交付證券商及證券金融事業之有價證券，由保管事業依證券交易所或櫃檯中心之通知，撥入證券商及證券金融事業之帳戶。
參加人辦理興櫃股票及開放式基金受益憑證買賣餘額交割時，證券商應交付保管事業之股票及開放式基金受益憑證，由保管事業依給付結算計算表之記載，於交割時限內自帳載待交割部分撥入保管事業帳戶。
證券商自保管事業應收之股票及開放式基金受益憑證，由保管事業自其帳戶撥入證券商之帳戶。
參加人辦理興櫃股票及開放式基金受益憑證買賣逐筆交割時，保管事業應於接獲雙方參加人通知後，即將股票及開放式基金受益憑證自賣方參加人保管劃撥帳戶撥入買方參加人保管劃撥帳戶，並通知參加人於其客戶帳簿為必要之登載。
證券交易所或櫃檯中心應交付證券商及證券金融事業之有價證券，由保管事業依證券交易所或櫃檯中心之通知，撥入證券商及證券金融事業之帳戶。
參加人辦理興櫃股票及開放式基金受益憑證買賣餘額交割時，證券商應交付保管事業之股票及開放式基金受益憑證，由保管事業依給付結算計算表之記載，於交割時限內自帳載待交割部分撥入保管事業帳戶。
證券商自保管事業應收之股票及開放式基金受益憑證，由保管事業自其帳戶撥入證券商之帳戶。
參加人辦理興櫃股票及開放式基金受益憑證買賣逐筆交割時，保管事業應於接獲雙方參加人通知後，即將股票及開放式基金受益憑證自賣方參加人保管劃撥帳戶撥入買方參加人保管劃撥帳戶，並通知參加人於其客戶帳簿為必要之登載。