Regulations Governing Book-Entry Operations for Centrally Deposited Securities Article 10

Upon accepting a customer's account application and having the customer's securities deposited with a CSDE in the participant's name, the participant shall set up customer s account books recording the following information:1. the customer's name, identification card number, government uniform invoice number, tax ID number, and residence or domicile;2. types and quantities of securities, and name of the issuers;3. any increase and decrease in the quantity of securities and reasons for such changes;4. where the securities serve as trust assets, any necessary recordation with respect thereto; and5. other necessary items.
中文原文 有價證券集中保管帳簿劃撥作業辦法第10條
參加人接受客戶開戶將有價證券以參加人名義送存保管事業集中保管,應設置客戶帳簿,載明左列事項:
一、客戶姓名或名稱、身分證統一編號或營利事業或扣繳單位統一編號及住所或居所。
二、有價證券之種類、數量及發行人名稱。
三、有價證券數量之增減及其事由。
四、有價證券為信託財產者,應為必要之記載。
五、其他必要事項。

English translation for reference only; the Chinese text prevails. Not legal advice.