Regulations Governing the Offering and Issuance of Securities by Foreign Issuers Article 33
A depositary institution shall not concurrently act as an underwriter for the same issue of TDRs.The depositary institution shall prepare and keep a roster of the holders of TDRs.
中文原文 外國發行人募集與發行有價證券處理準則第33條
存託機構不得兼辦同一次臺灣存託憑證發行之承銷業務。
存託機構應製作並保管臺灣存託憑證持有人名簿。
存託機構應製作並保管臺灣存託憑證持有人名簿。