Regulations Governing the Offering and Issuance of Securities by Foreign Issuers Article 16
The following particulars shall be specified in the custody contract entered into by and between a foreign custodian institution and a domestic central securities depository:1. Name, nationality and location of principal place of business of the contracting parties.2. Name, type and volume of the securities under custody.3. The procedures and manners for safe-keeping and withdrawal of securities.4. The manner for handling rescission of the agreement and amendments thereto.5. The manner for handling the destruction, damage or loss of the securities under custody.6. The custodian institution shall notify the domestic central securities depository and domestic shareholder services agent after receipt of the securities under custody.7. The fact that the governing law shall be the laws of the ROC.8. The court with jurisdiction over any litigation that may arise in connection with the custody contract; if there is any stipulation for arbitration, the details of such stipulation.9. Other important matters agreed upon by the contracting parties or required to be specified by the FSC.
中文原文 外國發行人募集與發行有價證券處理準則第16條
外國股票保管機構與國內證券集中保管事業訂定之保管契約,應記載下列事項:
一、當事人之名稱、國籍、主營業所所在地。
二、所保管之有價證券名稱、種類及數量。
三、有價證券保管及領出之處理程序。
四、契約解除及變更之處理方式。
五、所保管之有價證券毀損或滅失之處理方式。
六、保管機構於收受所保管之有價證券後,應通知國內證券集中保管事業及國內代辦股務機構。
七、保管契約所適用之準據法。
八、保管契約訴訟管轄法院;如有仲裁之約定者,其約定之內容。
九、其他重要約定或本會規定應記載之事項。
一、當事人之名稱、國籍、主營業所所在地。
二、所保管之有價證券名稱、種類及數量。
三、有價證券保管及領出之處理程序。
四、契約解除及變更之處理方式。
五、所保管之有價證券毀損或滅失之處理方式。
六、保管機構於收受所保管之有價證券後,應通知國內證券集中保管事業及國內代辦股務機構。
七、保管契約所適用之準據法。
八、保管契約訴訟管轄法院;如有仲裁之約定者,其約定之內容。
九、其他重要約定或本會規定應記載之事項。