Regulations Governing the Administration of Shareholder Services of Public Companies Article 25

Where a shareholder processes transfer of stocks on his own behalf in accordance with applicable provisions of the Act, the procedures shall be as follows:1. Purchase from a director, supervisor, managerial officer, or shareholder holding more than 10% of the total shares of the company in accordance with Article 22-2, paragraph 1, subparagraph 3 of the Act:A. Both parties shall sign or chop the transfer application and the backside of the stock certificate.B. Attach the daily statement for the transfer filing date downloaded from the Taiwan Stock Exchange Corporation Market Observation Post System and certification of payment of the securities transaction tax.2. Public tender offer in accordance with Article 43-1, paragraph 2 of the Act:A. Both parties shall sign or chop the transfer application and the backside of the stock certificate.B. The stock transfer application shall be stamped by the engaged securities firm showing that the securities transfer tax has been paid.3. Purchase of privately placed stocks pursuant to Article 43-8 of the Act and purchase made in accordance with the circumstances prescribed by this Commission in accordance with paragraph 4 of Article 150 of the Act:A. Both parties shall sign or chop the transfer application and the backside of the stock certificate.B. Attach documents evidencing conformity with the requirements set forth by this Commission and certification of payment of the securities transaction tax.
中文原文 公開發行股票公司股務處理準則第25條
依本法相關規定股東自行辦理過戶者,依下列規定辦理:
一、依本法第二十二條之二第一項第三款逕自公司董事、監察人、經理人或持有公司股份超過股份總額百分之十之股東購得:
(一)讓受雙方均應於過戶申請書及股票背面簽名或蓋章。
(二)檢附由臺灣證券交易所公開資訊觀測站下載之申報轉讓日報表及證券交易稅完稅證明。
二、依本法第四十三條之一第二項公開收購:
(一)讓受雙方均應於過戶申請書及股票背面簽名或蓋章。
(二)股票過戶申請書,應由受託證券商加蓋代徵證券交易稅證明章。
三、符合本會依本法第四十三條之八購入之私募股票及第一百五十條第四款所定事項之購入:
(一)讓受雙方均應於過戶申請書及股票背面簽名或蓋章。
(二)檢附符合本會所定事項證明文件及證券交易稅完稅證明。

English translation for reference only; the Chinese text prevails. Not legal advice.