Organic Act Governing the Establishment of the Financial Supervisory Commission Article 2
The FSC shall be the competent authority for development, supervision, regulation, and examination of financial markets and financial service enterprises.The term "financial markets" as used in the preceding paragraph includes the banking market, bills market, securities market, futures and derivatives market, insurance market, and their respective settlement systems. The term "financial service enterprises" includes financial holding companies, the Financial Restructuring Fund, the Central Deposit Insurance Corporation, banking enterprises, securities enterprises, futures enterprises, insurance enterprises, electronic financial transaction enterprises, and other financial service enterprises. However, the Central Bank shall be the competent authority for the payment system.The scope of the terms "banking enterprises," "securities enterprises," "futures enterprises," and "insurance enterprises" as used in the preceding paragraph is as follows:1.Banking enterprises: refers to banking institutions, credit cooperatives, bills finance companies, credit card companies, trust enterprises, the postal savings and remittance business of the postal institution, and the businesses and institutions run by other banking service enterprises.2.Securities enterprises: refers to securities exchanges, over-the-counter securities trading centers, securities firms, securities investment trust enterprises, securities finance enterprises, securities investment consulting enterprises, centralized securities depository enterprises, urban renewal investment trust enterprises, and the businesses and institutions run by other securities service enterprises.3.Futures enterprises: refers to futures exchanges, futures commission merchants, leverage transaction merchants, futures trust enterprises, futures advisory enterprises, and the businesses and institutions run by other futures service enterprises.4.Insurance enterprises: refers to insurance companies, insurance cooperatives, insurance agents, insurance brokers, insurance surveyors, the simple life insurance business of a postal institution, and the businesses and institutions run by other insurance service enterprises.
中文原文 金融監督管理委員會組織法第2條
本會主管金融市場及金融服務業之發展、監督、管理及檢查業務。
前項所稱金融市場包括銀行市場、票券市場、證券市場、期貨及金融衍生商品市場、保險市場及其清算系統等;所稱金融服務業包括金融控股公司、金融重建基金、中央存款保險公司、銀行業、證券業、期貨業、保險業、電子金融交易業及其他金融服務業;但金融支付系統,由中央銀行主管。
前項所稱銀行業、證券業、期貨業及保險業範圍如下:
一、銀行業:指銀行機構、信用合作社、票券金融公司、信用卡公司、信託業、郵政機構之郵政儲金匯兌業務與其他銀行服務業之業務及機構。
二、證券業:指證券交易所、證券櫃檯買賣中心、證券商、證券投資信託事業、證券金融事業、證券投資顧問事業、證券集中保管事業、都市更新投資信託事業與其他證券服務業之業務及機構。
三、期貨業:指期貨交易所、期貨商、槓桿交易商、期貨信託事業、期貨顧問事業與其他期貨服務業之業務及機構。
四、保險業:指保險公司、保險合作社、保險代理人、保險經紀人、保險公證人、郵政機構之簡易人壽保險業務與其他保險服務業之業務及機構。
前項所稱金融市場包括銀行市場、票券市場、證券市場、期貨及金融衍生商品市場、保險市場及其清算系統等;所稱金融服務業包括金融控股公司、金融重建基金、中央存款保險公司、銀行業、證券業、期貨業、保險業、電子金融交易業及其他金融服務業;但金融支付系統,由中央銀行主管。
前項所稱銀行業、證券業、期貨業及保險業範圍如下:
一、銀行業:指銀行機構、信用合作社、票券金融公司、信用卡公司、信託業、郵政機構之郵政儲金匯兌業務與其他銀行服務業之業務及機構。
二、證券業:指證券交易所、證券櫃檯買賣中心、證券商、證券投資信託事業、證券金融事業、證券投資顧問事業、證券集中保管事業、都市更新投資信託事業與其他證券服務業之業務及機構。
三、期貨業:指期貨交易所、期貨商、槓桿交易商、期貨信託事業、期貨顧問事業與其他期貨服務業之業務及機構。
四、保險業:指保險公司、保險合作社、保險代理人、保險經紀人、保險公證人、郵政機構之簡易人壽保險業務與其他保險服務業之業務及機構。