Regulations Governing Postal Simple Life Insurance Operations Article 33
Anyone who falls into any of the following categories shall be unqualified to assume the post of an Appointed Actuary or reviewing actuary, and if the person has assumed such post, he/she shall be dismissed:1. Legally incompetent persons or legally quasi-incompetent persons.2. Persons who have been convicted of rebellion or treason.3. Persons convicted of forgery, embezzlement, fraud or breach of trust and sentenced to imprisonment who are either still in prison or were released from prison, on probation or pardoned within the last 10 years.4. Persons convicted of corruption and sentenced to imprisonment who are either still in prison or who were released from prison, on probation or pardoned within the last 5 years.5. Persons convicted of breaking provisions of this Act, Insurance Act, Banking Act, Securities Transaction Act, Futures Trading Act or Foreign Exchange Management Act who were sentenced to imprisonment and are either still in prison or were released from prison, on probation or pardoned within the last 5 years.6. Persons who have suffered or are responsible for a major loss of credit standing, whether resolved or not, within the last 5 years.7. Persons who have declared bankruptcy and have not yet restored the rights they lost.8. Persons who have violated the Insurance Act and been revoked by insurance company over the past five years9. Persons that evidence shows have engaged in or been involved in other dishonest or improper activities and are therefore unfit to serve as a valuation actuary.10. The relationship among the reviewing actuary, his/her employer, or Chunghwa Post meets the conditions of a same party, a same related party, or a same related enterprise as regulated in Paragraph 2 of Article 146-7 of the Insurance Act.11. A reviewing actuary works concurrently as an Appointed Actuary of Chunghwa Post or is in the same company or the same related company with the Appointed Actuary.The vice president (or positions of equivalent level) or Director of the Department of Life Insurance may not serve as a valuation actuary at the same time.
中文原文 郵政簡易人壽保險監督管理辦法第33條
有下列情事之一者,不得充任簽證精算人員或複核精算人員;已充任者,應予解任:
一、無行為能力或限制行為能力。
二、犯內亂、外患罪,受刑之宣告確定。
三、犯偽造文書、侵占、詐欺、背信罪,經宣告有期徒刑以上之刑確定,尚未執行完畢,或經執行完畢、緩刑期滿或赦免後尚未逾十年。
四、犯貪污罪,經宣告有期徒刑以上之刑確定,尚未執行完畢,或經執行完畢、緩刑期滿或赦免後尚未逾五年。
五、違反本法、保險法、銀行法、證券交易法、期貨交易法或管理外匯條例,經宣告有期徒刑以上之刑確定,尚未執行完畢,或經執行完畢、緩刑期滿或赦免後尚未逾五年。
六、有重大喪失債信情事尚未了結,或了結後尚未逾五年。
七、受破產之宣告,尚未復權。
八、有違反保險法規定,曾被保險業撤換後尚未逾五年。
九、有事實證明從事或涉及其他不誠信或不正當之活動,顯示其不適合擔任。
十、複核精算人員或其所屬公司與中華郵政公司有保險法第一百四十六條之七第二項之同一人、同一關係人或同一關係企業情事。
十一、複核精算人員同時為受中華郵政公司委任之簽證精算人員或與受委任之簽證精算人員隸屬於同一公司或同一關係企業。
負責郵政簡易人壽保險業務之副總經理(或相當層級)或壽險處處長,不得兼任簽證精算人員。
一、無行為能力或限制行為能力。
二、犯內亂、外患罪,受刑之宣告確定。
三、犯偽造文書、侵占、詐欺、背信罪,經宣告有期徒刑以上之刑確定,尚未執行完畢,或經執行完畢、緩刑期滿或赦免後尚未逾十年。
四、犯貪污罪,經宣告有期徒刑以上之刑確定,尚未執行完畢,或經執行完畢、緩刑期滿或赦免後尚未逾五年。
五、違反本法、保險法、銀行法、證券交易法、期貨交易法或管理外匯條例,經宣告有期徒刑以上之刑確定,尚未執行完畢,或經執行完畢、緩刑期滿或赦免後尚未逾五年。
六、有重大喪失債信情事尚未了結,或了結後尚未逾五年。
七、受破產之宣告,尚未復權。
八、有違反保險法規定,曾被保險業撤換後尚未逾五年。
九、有事實證明從事或涉及其他不誠信或不正當之活動,顯示其不適合擔任。
十、複核精算人員或其所屬公司與中華郵政公司有保險法第一百四十六條之七第二項之同一人、同一關係人或同一關係企業情事。
十一、複核精算人員同時為受中華郵政公司委任之簽證精算人員或與受委任之簽證精算人員隸屬於同一公司或同一關係企業。
負責郵政簡易人壽保險業務之副總經理(或相當層級)或壽險處處長,不得兼任簽證精算人員。