Regulations Governing Postal Remittances and Savings Operations Article 6
Anyone who falls in any of the following categories may not serve as a person responsible for Chunghwa Post’s remittances and savings business, and anyone who is already in a position responsible for Chunghwa Post’s remittances and savings business found to belong to any of the following categories shall be dismissed:1. Legally incompetent persons or legally quasi-incompetent persons.2. Persons who have been convicted of breaking the Organized Crime Prevention Act.3. Persons convicted of counterfeiting currency, counterfeiting valuable securities, embezzlement, fraud or breach of trust and sentenced to imprisonment who are either still in prison or were released from prison, on probation or pardoned within the last 10 years.4. Persons found guilty of forgery, invasion of privacy, usury, preventing people from collecting debts owed them, or breaking provisions in the Tax Act, Commercial Label Act, Patent Act or other regulations governing industry and commerce and sentenced to imprisonment who are either still in prison or were released from prison, on probation or pardoned within the last 5 years.5. Persons convicted of corruption and sentenced to imprisonment who are either still in prison or were released from prison, on probation or pardoned within the last 5 years.6. Persons convicted of breaking provisions of the Banking Act, Financial Holding Company Act, Insurance Act, Securities Transaction Act, Futures Trading Act, Foreign Exchange Management Act, Credit Cooperative Act, Trust Enterprise Act, Securities Finance Management Act, Money Laundering Control Act, Postal Act, Simple Life Insurance Act or other financial regulations who were sentenced to imprisonment and are either still in prison or were released from prison, on probation or pardoned within the last 5 years.7. Persons who have declared bankruptcy and have not yet restored the rights they lost.8. Persons who have served as the person-in-charge of a juridical person (corporation) at the time it declared bankruptcy if the bankruptcy was finalized within the last 5 years or the juridical person did not fulfill the promises made during bankruptcy negotiations.9. Persons who have been denied services at a bank for bouncing checks or misusing other negotiable instruments, or persons for whom said services were restored but are on record for bouncing checks due to insufficient funds within three years after the restoration of said services.10. Persons who have suffered or are responsible for a major lost of credit standing, whether resolved or not, within the last 5 years.11. Persons who have violated provisions of the Banking Act, Financial Holding Company Act, Insurance Act, Securities Transactions Act, Futures Trading Act, Credit Cooperative Act, Trust Enterprise Act, Securities Finance Management Act, Postal Remittances and Savings Act, Simple Life Insurance Act or other financial regulations and have been ordered to be replaced or dismissed by competent authorities within the last 5 years.12. Persons who have been sentenced to rehabilitation or forced labor on account of committing larceny or theft who are still serving their sentences or who have been released within the last 5 years.13. Persons who serve as the person-in-charge of other banks, financial holding companies, trust companies, credit cooperatives, the credit departments of farmers’ associations or fishermen’ s associations, bills finance corporations, securities companies, securities and finance firms, securities investment trust companies, investment consulting companies, futures or insurance companies (not including auxiliary insurance agencies). This restriction shall not apply, however, in any of the following circumstances:(1) If Chunghwa Post and the above mentioned institution have investment relations and their chairpersons and managers have not taken concurrent positions, they are allowed to act the directors, supervisors of other banks, or as the responsible persons of other institutions besides the banking business. However, they should obtain the permission from the MOTC and the FSC if they act as the directors, supervisors of other banks.(2) Chunghwa Post is the shareholder of the financial holding company and there is no concurrently held position(s) in between, the vice president and directors in charge of financial matters of remittances and savings business, or other high-ranking staff with similar responsibilities at Chunghwa Post is allowed to act concurrently as the director, supervisor of the subsidiary company of the holding company. However, the concurrent position with the banking subsidiary company of the holding company is subject to director and supervisor, with a prior permission from the MOTC and the FSC.14. Persons that evidence shows have engaged in or been involved in other dishonest or improper activities and are therefore not fit for these positions in the company.
中文原文 郵政儲金匯兌業務監督管理辦法第6條
有下列情事之一者，不得充任中華郵政公司辦理儲金匯兌業務之負責人，已充任者應予解任：
一、無行為能力或限制行為能力者。
二、曾犯組織犯罪防制條例規定之罪，經有罪判決確定者。
三、曾犯偽造貨幣、偽造有價證券、侵占、詐欺、背信罪，經宣告有期徒刑以上之刑確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾十年者。
四、曾犯偽造文書、妨害秘密、重利、損害債權罪或違反稅捐稽徵法、商標法、專利法或其他工商管理法規定，經宣告有期徒刑確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾五年者。
五、曾犯貪污罪，受刑之宣告確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾五年者。
六、違反銀行法、金融控股公司法、保險法、證券交易法、期貨交易法、管理外匯條例、信用合作社法、信託業法、票券金融管理法、洗錢防制法、郵政法、簡易人壽保險法或其他金融管理法，受刑之宣告確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾五年者。
七、破產之宣告，尚未復權者。
八、曾任法人宣告破產時之負責人，破產終結尚未逾五年，或調協未履行者。
九、使用票據經拒絕往來尚未恢復往來者，或恢復往來後三年內仍有存款不足退票紀錄者。
十、有重大喪失債信情事尚未了結、或了結後尚未逾五年者。
十一、因違反銀行法、金融控股公司法、保險法、證券交易法、期貨交易法、信用合作社法、信託業法、票券金融管理法、郵政儲金匯兌法、簡易人壽保險法或其他金融管理法，經主管機關命令撤換或解任，尚未逾五年者。
十二、受感訓處分之裁定確定或因犯竊盜、贓物罪，受強制工作處分之宣告，尚未執行完畢，或執行完畢尚未逾五年者。
十三、擔任其他銀行、金融控股公司、信託公司、信用合作社、農（漁）會信用部、票券金融公司、證券公司、證券金融公司、證券投資信託公司、證券投資顧問公司、期貨商或保險業（不包括保險輔助人）之負責人者。
但下列情形，不在此限：（1）因中華郵政公司與該等機構間之投資關係，且無董事長、經理人互相兼任情事，得擔任其他銀行之董事、監察人或銀行以外其他機構之負責人。
但擔任其他銀行之董事、監察人者，應經交通部洽商金融監督管理委員會核准。
（2）中華郵政公司為金融控股公司之股東，且與該控股公司子公司無董事長、經理人互相兼任情事，得兼任該控股公司子公司之董事、監察人。
但兼任該控股公司銀行子公司之董事、監察人者，應經交通部洽商金融監督管理委員會核准。
十四、有事實證明從事或涉及其他不誠信或不正當之活動，顯示其不適合擔任者。
一、無行為能力或限制行為能力者。
二、曾犯組織犯罪防制條例規定之罪，經有罪判決確定者。
三、曾犯偽造貨幣、偽造有價證券、侵占、詐欺、背信罪，經宣告有期徒刑以上之刑確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾十年者。
四、曾犯偽造文書、妨害秘密、重利、損害債權罪或違反稅捐稽徵法、商標法、專利法或其他工商管理法規定，經宣告有期徒刑確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾五年者。
五、曾犯貪污罪，受刑之宣告確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾五年者。
六、違反銀行法、金融控股公司法、保險法、證券交易法、期貨交易法、管理外匯條例、信用合作社法、信託業法、票券金融管理法、洗錢防制法、郵政法、簡易人壽保險法或其他金融管理法，受刑之宣告確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾五年者。
七、破產之宣告，尚未復權者。
八、曾任法人宣告破產時之負責人，破產終結尚未逾五年，或調協未履行者。
九、使用票據經拒絕往來尚未恢復往來者，或恢復往來後三年內仍有存款不足退票紀錄者。
十、有重大喪失債信情事尚未了結、或了結後尚未逾五年者。
十一、因違反銀行法、金融控股公司法、保險法、證券交易法、期貨交易法、信用合作社法、信託業法、票券金融管理法、郵政儲金匯兌法、簡易人壽保險法或其他金融管理法，經主管機關命令撤換或解任，尚未逾五年者。
十二、受感訓處分之裁定確定或因犯竊盜、贓物罪，受強制工作處分之宣告，尚未執行完畢，或執行完畢尚未逾五年者。
十三、擔任其他銀行、金融控股公司、信託公司、信用合作社、農（漁）會信用部、票券金融公司、證券公司、證券金融公司、證券投資信託公司、證券投資顧問公司、期貨商或保險業（不包括保險輔助人）之負責人者。
但下列情形，不在此限：（1）因中華郵政公司與該等機構間之投資關係，且無董事長、經理人互相兼任情事，得擔任其他銀行之董事、監察人或銀行以外其他機構之負責人。
但擔任其他銀行之董事、監察人者，應經交通部洽商金融監督管理委員會核准。
（2）中華郵政公司為金融控股公司之股東，且與該控股公司子公司無董事長、經理人互相兼任情事，得兼任該控股公司子公司之董事、監察人。
但兼任該控股公司銀行子公司之董事、監察人者，應經交通部洽商金融監督管理委員會核准。
十四、有事實證明從事或涉及其他不誠信或不正當之活動，顯示其不適合擔任者。