Regulations Governing Anti-Money Laundering and Countering the Financing of Terrorism for Jewelry Businesses Article 5
Jewelry businesses shall determine the extent of applying CDD and ongoing due diligence measures under paragraph 2 of Article 4 and the preceding article based on the risk degree. For higher risk circumstances, jewelry businesses shall perform enhanced CDD by adopting additionally at least the following enhanced measures:1.Obtaining the approval of the responsible person or senior manager before engaging in a new transaction;2.Taking reasonable measures to understand the source of funds of the customer;3.Conducting enhanced ongoing monitoring.If there exists any of the following situations, jewelry businesses shall treat the customer directly as a high-risk customer, and adopt enhanced CDD measures under the preceding paragraph herein.1.For customers from high risk countries or regions or customers on the sanction list published by the Ministry of Justice pursuant to the Counter-Terrorism Financing Act.2.Where a customer is a politically exposed person, as well as his or her family members and close associates.
中文原文 銀樓業防制洗錢與打擊資恐施行及申報辦法第5條
銀樓業依第四條第二項及前條規定確認客戶身分及審查時，應依風險程度決定其執行強度。
對於高風險情形，應額外採取下列強化確認客戶身分措施：
一、進行交易前，取得銀樓業之負責人或高階管理人員之同意。
二、採取合理措施以瞭解客戶資金來源。
三、採取強化之持續監督。
有下列情形之一者，視為符合前項高風險情形，並應採取前項各款之強化確認客戶身分措施：
一、客戶來自高風險國家或地區，或客戶為法務部依資恐防制法規定公告指定之制裁名單。
二、銀樓業之客戶，若為重要政治性職務之人與其家庭成員及有密切關係之人。
對於高風險情形，應額外採取下列強化確認客戶身分措施：
一、進行交易前，取得銀樓業之負責人或高階管理人員之同意。
二、採取合理措施以瞭解客戶資金來源。
三、採取強化之持續監督。
有下列情形之一者，視為符合前項高風險情形，並應採取前項各款之強化確認客戶身分措施：
一、客戶來自高風險國家或地區，或客戶為法務部依資恐防制法規定公告指定之制裁名單。
二、銀樓業之客戶，若為重要政治性職務之人與其家庭成員及有密切關係之人。