Regulations on Anti-Money Laundering & Countering the Financing of Terrorism Operations Matters Conducted by Attorneys Article 6-1
If an attorney retains a third party to conduct the customer due diligence process on the client, agent, and beneficial owner or the attorney-client relationship, the attorney shall still bear the responsibility for the customer due diligence process, and shall comply with the following provisions:1. The necessary customer due diligence information shall be obtainable.2. Appropriate measures shall be taken to assure that the retained third party will provide copies of identification data and other relevant documentation relating to customer due diligence as instructed by the attorney.3. It shall be confirmed that the third party has appropriate measures in place for compliance with relevant requirements for customer due diligence and record retention.4. It shall be confirmed that the jurisdiction where the third party is located has anti-money laundering and countering financing of terrorism regulations in place that are consistent with the standards set out by the Financial Action Task Force (FATF).
中文原文 律師辦理防制洗錢及打擊資恐作業辦法第6-1條
律師委任第三方辦理確認委任人、代理人及實質受益人之身分或委任關係者，仍應負確認身分之責任，並依下列規定辦理：
一、應能取得確認身分所需資訊。
二、採取適當措施，確保委任第三方依律師指示，提供確認身分所需之身分資料或其他相關文件影本。
三、確認第三方有適當措施遵循確認客戶身分及紀錄保存之相關規範。
四、確認第三方之所在地，其防制洗錢及打擊資恐規範與防制洗錢金融行動工作組織（FATF）所定之標準一致。
一、應能取得確認身分所需資訊。
二、採取適當措施，確保委任第三方依律師指示，提供確認身分所需之身分資料或其他相關文件影本。
三、確認第三方有適當措施遵循確認客戶身分及紀錄保存之相關規範。
四、確認第三方之所在地，其防制洗錢及打擊資恐規範與防制洗錢金融行動工作組織（FATF）所定之標準一致。